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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MACQ
351
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
$247K 0.01%
+24,996
New +$245K
HCCC
352
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$246K 0.01%
+24,998
New +$245K
SPKB
353
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
$245K 0.01%
+24,996
New +$243K
MOND
354
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
$244K 0.01%
+25,000
New +$243K
COOL
355
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$244K 0.01%
24,996
– –
EQHA
356
DELISTED
EQ Health Acquisition Corp.
EQHA
$244K 0.01%
+24,996
New +$242K
ACII
357
DELISTED
Atlas Crest Investment Corp. II
ACII
$244K 0.01%
+24,996
New +$243K
SOC icon
358
Sable Offshore Corp
SOC
$892M
$243K 0.01%
+24,998
New +$242K
ADER
359
DELISTED
26 Capital Acquisition Corp
ADER
$243K 0.01%
+24,998
New +$243K
CLAS
360
DELISTED
Class Acceleration Corp.
CLAS
$243K 0.01%
+24,998
New +$242K
SCOA
361
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$243K 0.01%
24,996
– –
COVA
362
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
$243K 0.01%
+25,000
New +$242K
SHPWW
363
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$233K 0.01%
+235,000
New +$233K
LCAHU
364
DELISTED
Landcadia Holdings IV, Inc. Units
LCAHU
$212K 0.01%
21,214
– –
SCD
365
LMP Capital and Income Fund
SCD
$360M
$208K 0.01%
15,116
-15,626
-51% -$224K
ADF.WS
366
DELISTED
Aldel Financial Inc Warrants
ADF.WS
$202K 0.01%
+99,998
New +$127K
BZFD icon
367
BuzzFeed
BZFD
$93.3M
$198K 0.01%
4,999
– –
IPVF
368
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$198K 0.01%
+19,995
New +$196K
CLRM
369
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$197K 0.01%
+19,992
New +$194K
PKBO
370
DELISTED
Peak Bio, Inc. Common Stock
PKBO
$196K 0.01%
+20,000
New +$194K
TWNI
371
DELISTED
Tailwind International Acquisition Corp.
TWNI
$194K 0.01%
+19,998
New +$194K
ALTU
372
DELISTED
Altitude Acquisition Corp
ALTU
$193K 0.01%
19,662
– –
AGILW
373
DELISTED
AgileThought Inc Warrant
AGILW
$191K 0.01%
+181,810
New +$243K
GETR
374
DELISTED
Getaround, Inc.
GETR
$176K 0.01%
+17,995
New +$175K
SOND
375
DELISTED
Sonder
SOND
$165K 0.01%
+837
New +$166K
13 14
15
16 17

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.