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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIVKW
351
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$104K 0.01%
181,810
– –
VIIAU
352
DELISTED
7GC & Co Holdings Unit
VIIAU
$102K 0.01%
10,000
– –
LATNW
353
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$102K 0.01%
150,000
– –
COLIU
354
DELISTED
Colicity Inc. Units
COLIU
$101K 0.01%
+10,000
New +$102K
CFIVU
355
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$100K 0.01%
10,000
– –
SDACU
356
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$100K 0.01%
+10,000
New +$105K
FTAAU
357
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
$100K 0.01%
+10,000
New +$103K
ZWRKU
358
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
$100K 0.01%
+10,000
New +$103K
NXU.U
359
DELISTED
Novus Capital Corporation II Units, each consisting of one share of Class A common stock and one thi
NXU.U
$100K 0.01%
+10,000
New +$104K
EUSGU
360
DELISTED
European Sustainable Growth Acquisition Corp. Unit
EUSGU
$100K 0.01%
+10,000
New +$106K
HCAQ
361
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$100K 0.01%
+10,000
New +$102K
FTEV.U
362
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
$99K 0.01%
+10,000
New +$99.8K
ABGI
363
DELISTED
ABG Acquisition Corp. I
ABGI
$99K 0.01%
+10,000
New +$101K
AEACU
364
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$99K 0.01%
+10,000
New +$102K
FINMU
365
DELISTED
Marlin Technology Corporation Unit
FINMU
$99K 0.01%
+10,000
New +$104K
MONCU
366
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$99K 0.01%
+10,000
New +$102K
CFVIU
367
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$99K 0.01%
+10,000
New +$101K
CAHCU
368
DELISTED
CA Healthcare Acquisition Corp. Unit
CAHCU
$99K 0.01%
+10,000
New +$102K
NBA.WS
369
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
$99K 0.01%
150,000
+1,405
+0.9% +$1.37K
IGACW
370
DELISTED
IG Acquisition Corp. Warrant
IGACW
$96K 0.01%
99,999
+1,774
+2% +$2.81K
LACQW
371
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$92K 0.01%
110,421
-8,800
-7% -$11.6K
MSPRZ
372
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$90K 0.01%
124,999
– –
AGBAR
373
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$90K 0.01%
149,298
– –
PTK.WS
374
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
$86K 0.01%
158,421
– –
PRSTW
375
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$84K 0.01%
+190,000
New +$115K
13 14
15
16 17

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.