RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
425
New
Increased
Reduced
Closed

Top Buys

1
+$16.6M
2
+$13.7M
3
+$11M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.21M
5
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$8.1M

Top Sells

1
+$31.3M
2
+$26M
3
+$17.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.9M

Sector Composition

1 Financials 8.07%
2 Technology 1.29%
3 Consumer Discretionary 1%
4 Industrials 0.91%
5 Healthcare 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
351
– –
-259,670
352
– –
-659,150
353
– –
-25,705
354
– –
-443,962
355
– –
-160,333
356
– –
-100,000
357
– –
-30,522
358
– –
-783,676
359
– –
-395,011
360
– –
-556,909
361
– –
-15,000
362
– –
-19,627
363
– –
-31,782
364
– –
-169,299
365
– –
-150,000
366
– –
-235,000
367
– –
-193,423
368
– –
-197,128
369
– –
-200,000
370
– –
-222,500
371
– –
-48,123
372
– –
-265,942
373
– –
-65,707
374
– –
-25,000
375
– –
-200,000
13 14
15
16 17