RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLVR
351
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-9,816
Closed -$3.01M
TTCF
352
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-25,000
Closed -$411K
AGBAU
353
DELISTED
AGBA Acquisition Limited Unit
AGBAU
– –
-250,000
Closed -$2.53M
ESSCU
354
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
– –
-165,000
Closed -$1.68M
MCA
355
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-31,782
Closed -$441K
PCI
356
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-169,299
Closed -$3.12M
LATNU
357
DELISTED
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
– –
-150,000
Closed -$1.54M
GLEO.U
358
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
– –
-235,000
Closed -$2.43M
AMHCU
359
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
– –
-193,423
Closed -$1.97M
SFTW.U
360
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
– –
-197,128
Closed -$2.04M
SOAC.U
361
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-200,000
Closed -$2.02M
CHAQ.U
362
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
– –
-222,500
Closed -$2.34M
GDYNW
363
DELISTED
Grid Dynamics Holdings, Inc. Warrant
GDYNW
– –
-48,123
Closed -$77K
GRNVU
364
DELISTED
GreenVision Acquisition Corp Unit
GRNVU
– –
-265,942
Closed -$2.75M
SRACU
365
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
– –
-65,707
Closed -$673K
SCPE.U
366
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
– –
-25,000
Closed -$260K
ALUS.U
367
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
– –
-290,677
Closed -$2.93M
APXTU
368
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-50,000
Closed -$574K
GNRSU
369
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
– –
-289,496
Closed -$2.9M
SSPKU
370
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
– –
-200,000
Closed -$2.06M
CCX.U
371
DELISTED
Churchill Capital Corp II
CCX.U
– –
-297,950
Closed -$3.63M
THBRU
372
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
– –
-75,000
Closed -$788K
EXPCU
373
DELISTED
Experience Investment Corp. Unit
EXPCU
– –
-100,000
Closed -$1.02M
GIK.U
374
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
– –
-200,000
Closed -$2.01M
MEN
375
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-30,782
Closed -$337K
13 14
15
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