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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$126M
Cap. Flow %
-6.07%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

Rank Stock Value
1
ACP
abrdn Income Credit Strategies Fund
ACP
+$26.9M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$7.96M
3
PCF
High Income Securities Fund
PCF
+$7.68M
4
DMF
BNY Mellon Municipal Income
DMF
+$7.54M
5
OCSL icon
Oaktree Specialty Lending
OCSL
+$6.93M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.1M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.6M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 7.8%
2 Technology 0.67%
3 Consumer Staples 0.25%
4 Consumer Discretionary 0.24%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOCNW
326
DELISTED
Blue Ocean Acquisition Corp Warrants
BOCNW
$3.02K ﹤0.01%
186,296
– –
VSEEW
327
DELISTED
VSEE HEALTH INC WTS 29
VSEEW
$3K ﹤0.01%
75,000
– –
CCTSW
328
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$2.92K ﹤0.01%
124,999
– –
HUBCW icon
329
Hub Cyber Security Warrant 2/27/28
HUBCW
$176K
$2.89K ﹤0.01%
202,274
– –
AERTW
330
Aeries Technology Warrant
AERTW
$887K
$2.85K ﹤0.01%
113,187
– –
ASCBR
331
DELISTED
A SPAC II Acquisition Corp. Right
ASCBR
$2.58K ﹤0.01%
199,998
– –
NVNIW
332
Nvni Group Limited Warrants
NVNIW
$2.58K ﹤0.01%
124,999
– –
QOMOW
333
DELISTED
Qomolangma Acquisition Corp. Warrant
QOMOW
$2.55K ﹤0.01%
250,000
– –
ATMCW
334
DELISTED
AlphaTime Acquisition Corp Warrant
ATMCW
$2.44K ﹤0.01%
200,000
– –
NIVFW
335
NewGenIvf Group Warrants
NIVFW
$2.42K ﹤0.01%
143,997
– –
CDTTW
336
CDT Equity Inc Warrant
CDTTW
$1.63M
$2.4K ﹤0.01%
200,000
– –
OIOWW
337
OIO Group Warrants
OIOWW
$2.37K ﹤0.01%
215,000
– –
BNAIW
338
Brand Engagement Network Warrant
BNAIW
$2.14M
$2.33K ﹤0.01%
33,332
+14,920
+81% +$1.17K
KVACW
339
DELISTED
Keen Vision Acquisition Corp Warrant
KVACW
$2.33K ﹤0.01%
48,401
– –
COEPW
340
DELISTED
Coeptis Therapeutics Warrants
COEPW
$2.25K ﹤0.01%
150,000
– –
TRONW
341
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$2.11K ﹤0.01%
66,666
– –
DISTW
342
DELISTED
Distoken Acquisition Corporation Warrant
DISTW
$2.1K ﹤0.01%
147,684
– –
WINVW
343
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$2.04K ﹤0.01%
150,000
– –
HOVRW icon
344
New Horizon Aircraft Ltd
HOVRW
$12.5M
$1.94K ﹤0.01%
158,025
– –
MLECW icon
345
Moolec Science SA Warrant
MLECW
$180K
$1.94K ﹤0.01%
+48,517
New +$2.37K
MITAW
346
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$1.93K ﹤0.01%
38,535
– –
CLRCW
347
DELISTED
ClimateRock Warrant
CLRCW
$1.91K ﹤0.01%
84,615
– –
FNVTW
348
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$1.88K ﹤0.01%
93,745
– –
OAKUW
349
DELISTED
Oak Woods Acquisition Corp Warrant
OAKUW
$1.81K ﹤0.01%
66,934
– –
MSSAW
350
DELISTED
Metal Sky Star Acquisition Corporation Warrant
MSSAW
$1.68K ﹤0.01%
200,000
– –
12 13
14
15 16

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Rivernorth Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rivernorth Capital Management held 491 positions worth $2.07B, down 2.2% from $2.12B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $126M in Q3 2024, closing 103 positions and reducing 60 holdings. Its most notable exit was Nuveen Preferred & Income Opportunities Fund, an estimated $37.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Rivernorth Capital Management opened a new position in abrdn Income Credit Strategies Fund worth $27.3M.

  • Rivernorth Capital Management's largest Q3 2024 buy was abrdn Income Credit Strategies Fund: 4,123,676 shares worth $27.3M.
  • Rivernorth Capital Management added most to Pioneer Municipal High Income Fund in Q3 2024, an estimated $7.96M increase.
  • Rivernorth Capital Management's biggest Q3 2024 reduction was BlackRock Capital Allocation Term Trust, cutting an estimated $19.8M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Opportunities Fund in Q3 2024, selling an estimated $37.8M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.07B portfolio in Q3 2024.
  • Rivernorth Capital Management opened 49 new positions and closed 103 in Q3 2024.
  • Rivernorth Capital Management's portfolio value fell 2.2% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.