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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDTTW
326
CDT Equity Inc Warrant
CDTTW
$1.63M
$10K ﹤0.01%
200,000
– –
IXAQW
327
DELISTED
IX Acquisition Corp. Warrant
IXAQW
$9.8K ﹤0.01%
490,000
– –
BUJAR
328
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Rights
BUJAR
$9.75K ﹤0.01%
75,000
– –
USARW
329
DELISTED
USA Rare Earth Inc Warrant
USARW
$9.52K ﹤0.01%
105,756
– –
ALCYW
330
DELISTED
Alchemy Investments Acquisition Corp 1 Warrants
ALCYW
$9.35K ﹤0.01%
62,358
– –
GATEW
331
DELISTED
Marblegate Acquisition Corp. Warrant
GATEW
$8.99K ﹤0.01%
299,601
– –
BFAC.WS
332
DELISTED
Battery Future Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
BFAC.WS
$8.75K ﹤0.01%
125,000
– –
IRRX.WS
333
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$8.75K ﹤0.01%
124,998
– –
VHAQ.RT
334
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$8.58K ﹤0.01%
171,595
– –
DECAW
335
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$7.75K ﹤0.01%
154,800
– –
ABLVW icon
336
Able View Global Warrant
ABLVW
$135K
$7.7K ﹤0.01%
250,000
– –
ROCLW
337
DELISTED
Roth CH Acquisition V Co. Warrant
ROCLW
$7.65K ﹤0.01%
191,139
– –
IMAQR
338
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$7.5K ﹤0.01%
250,000
– –
RACYW
339
DELISTED
Relativity Acquisition Corp. Warrant
RACYW
$7.5K ﹤0.01%
150,000
– –
BTMWW
340
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$7.5K ﹤0.01%
49,976
-85,000
-63% -$11.3K
KACLR
341
DELISTED
Kairous Acquisition Corp. Limited Rights
KACLR
$7.43K ﹤0.01%
148,636
– –
MNTN.WS
342
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$7.15K ﹤0.01%
54,999
– –
FLFVR
343
DELISTED
Feutune Light Acquisition Corporation Right
FLFVR
$7.14K ﹤0.01%
84,000
– –
SHFSW icon
344
SHF Holdings Warrants
SHFSW
$241K
$7K ﹤0.01%
87,500
– –
RFACW
345
DELISTED
RF Acquisition Corp. Warrants
RFACW
$7K ﹤0.01%
350,000
– –
BREZR
346
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$7K ﹤0.01%
100,000
– –
ABVEW
347
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$6.96K ﹤0.01%
231,917
– –
CDIOW icon
348
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$908K
$6.77K ﹤0.01%
39,830
-9,269
-19% -$921
SHAP.WS
349
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$6.75K ﹤0.01%
225,000
– –
BNZIW
350
DELISTED
Banzai International Warrant
BNZIW
$6.44K ﹤0.01%
128,720
– –
12 13
14
15 16

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.