RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+9.45%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.09B
AUM Growth
+$2.09B
Cap. Flow
-$824K
Cap. Flow %
-0.04%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$53.5M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$23.6M
3
MYD icon
BlackRock MuniYield Fund
MYD
$21.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
$13.6M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$12.9M

Top Sells

1
JPS
Nuveen Preferred & Income Securities Fund
JPS
$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$30.7M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$24.6M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$18.6M
5
ZTR
Virtus Total Return Fund
ZTR
$18M

Sector Composition

1 Financials 10.75%
2 Healthcare 0.89%
3 Technology 0.61%
4 Industrials 0.53%
5 Consumer Discretionary 0.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CDTTW
326
CDT Equity Inc. Warrant
CDTTW
$1.8M
$10K ﹤0.01%
200,000
– –
IXAQW
327
DELISTED
IX Acquisition Corp. Warrant
IXAQW
$9.8K ﹤0.01%
490,000
– –
BUJAR
328
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Rights
BUJAR
$9.75K ﹤0.01%
75,000
– –
USARW
329
USA Rare Earth, Inc. Warrant
USARW
$412M
$9.52K ﹤0.01%
105,756
– –
ALCYW icon
330
Alchemy Investments Acquisition Corp 1 Warrants
ALCYW
$9.35K ﹤0.01%
62,358
– –
GATEW
331
DELISTED
Marblegate Acquisition Corp. Warrant
GATEW
$8.99K ﹤0.01%
299,601
– –
BFAC.WS
332
DELISTED
Battery Future Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
BFAC.WS
$8.75K ﹤0.01%
125,000
– –
IRRX.WS
333
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$8.75K ﹤0.01%
124,998
– –
VHAQ.RT
334
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$8.58K ﹤0.01%
171,595
– –
DECAW
335
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$7.76K ﹤0.01%
154,800
– –
ABLVW icon
336
Able View Global Warrant
ABLVW
$216K
$7.7K ﹤0.01%
250,000
– –
ROCLW
337
DELISTED
Roth CH Acquisition V Co. Warrant
ROCLW
$7.65K ﹤0.01%
191,139
– –
IMAQR
338
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$7.5K ﹤0.01%
250,000
– –
RACYW
339
DELISTED
Relativity Acquisition Corp. Warrant
RACYW
$7.5K ﹤0.01%
150,000
– –
BTMWW
340
Bitcoin Depot Inc. Warrant
BTMWW
$6.4M
$7.5K ﹤0.01%
49,976
-85,000
-63% -$12.7K
KACLR
341
DELISTED
Kairous Acquisition Corp. Limited Rights
KACLR
$7.43K ﹤0.01%
148,636
– –
MNTN.WS
342
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$7.15K ﹤0.01%
54,999
– –
FLFVR
343
DELISTED
Feutune Light Acquisition Corporation Right
FLFVR
$7.14K ﹤0.01%
84,000
– –
SHFSW icon
344
SHF Holdings, Inc. Warrants
SHFSW
$1.68M
$7K ﹤0.01%
87,500
– –
RFACW
345
DELISTED
RF Acquisition Corp. Warrants
RFACW
$7K ﹤0.01%
350,000
– –
BREZR
346
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$7K ﹤0.01%
100,000
– –
ABVEW
347
Above Food Ingredients Inc. Warrants
ABVEW
$2.99M
$6.96K ﹤0.01%
231,917
– –
CDIOW icon
348
Cardio Diagnostics Holdings Inc. Warrant
CDIOW
$949K
$6.77K ﹤0.01%
39,830
-9,269
-19% -$1.58K
SHAP.WS
349
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$6.75K ﹤0.01%
225,000
– –
BNZIW icon
350
Banzai International, Inc. Warrant
BNZIW
$245K
$6.44K ﹤0.01%
128,720
– –
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14
15 16