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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCRMW
326
DELISTED
Screaming Eagle Acquisition Corp. Warrant
SCRMW
$346K 0.02%
1,571,709
+220,944
+16% +$54.3K
LCAHU
327
DELISTED
Landcadia Holdings IV, Inc. Units
LCAHU
$341K 0.02%
+33,592
New +$338K
APN
328
DELISTED
Apeiron Capital Investment Corp
APN
$339K 0.02%
+32,998
New +$342K
FSNB
329
DELISTED
Fusion Acquisition Corp. II
FSNB
$323K 0.02%
31,875
-203,917
-86% -$2.07M
MITAU
330
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$313K 0.02%
30,608
-1
-0% -$10
ELIQ
331
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$279K 0.01%
+27,003
New +$277K
PFL
332
PIMCO Income Strategy Fund
PFL
$389M
$267K 0.01%
+32,880
New +$280K
PHYT
333
DELISTED
Pyrophyte Acquisition Corp.
PHYT
$263K 0.01%
+24,998
New +$261K
NXN
334
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$252K 0.01%
20,890
– –
KCGI.U
335
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
$246K 0.01%
23,293
-3
-0% -$31
KCGI.WS
336
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$242K 0.01%
966,241
– –
NBB icon
337
Nuveen Taxable Municipal Income Fund
NBB
$456M
$231K 0.01%
14,337
-11,001
-43% -$179K
NAN icon
338
Nuveen New York Quality Municipal Income Fund
NAN
$371M
$231K 0.01%
+20,913
New +$229K
NIM icon
339
Nuveen Select Maturities Municipal Fund
NIM
$116M
$228K 0.01%
24,678
-13,902
-36% -$129K
CCV.WS
340
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$217K 0.01%
1,163,357
+38,797
+3% +$6.64K
AMPX.WS icon
341
Amprius Technologies Warrants
AMPX.WS
$586M
$213K 0.01%
425,000
-75,000
-15% -$24.2K
DEVS
342
DELISTED
DevvStream Corp
DEVS
$208K 0.01%
+2,000
New +$206K
NOM
343
DELISTED
Nuveen Missouri Quality Municipal Income Fund
NOM
$204K 0.01%
19,640
+838
+4% +$8.83K
SLAM
344
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$201K 0.01%
+19,500
New +$199K
ZING
345
DELISTED
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
$195K 0.01%
+19,000
New +$194K
PGP
346
PIMCO Global StockPLUS & Income Fund
PGP
$102M
$182K 0.01%
+24,515
New +$186K
JWSM.WS
347
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$174K 0.01%
1,582,124
+4,700
+0.3% +$424
HCNEW
348
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$172K 0.01%
1,106,150
+21,274
+2% +$3.42K
CVIIW
349
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$167K 0.01%
1,395,181
+144,699
+12% +$12.3K
RONI.WS
350
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$160K 0.01%
+109,460
New +$150K
12 13
14
15 16

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.