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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDH
326
DELISTED
MDH Acquisition Corp.
MDH
$980K 0.04%
99,998
– –
GWII
327
DELISTED
Good Works II Acquisition Corp. Common Stock
GWII
$979K 0.04%
100,000
– –
EOCW
328
DELISTED
Elliott Opportunity II Corp.
EOCW
$977K 0.04%
+99,996
New +$979K
KSI
329
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
$977K 0.04%
100,874
– –
EUCR
330
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$976K 0.04%
99,996
– –
PCPC
331
DELISTED
Periphas Capital Partnering Corporation
PCPC
$975K 0.04%
39,996
– –
LVRA
332
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
$974K 0.04%
99,996
– –
BGSX
333
DELISTED
Build Acquisition Corp.
BGSX
$974K 0.04%
99,990
– –
BNAI
334
Brand Engagement Network
BNAI
$103M
$973K 0.04%
10,000
– –
SHQA
335
DELISTED
Shelter Acquisition Corporation I Class A Common Stock
SHQA
$973K 0.04%
+99,998
New +$976K
FZT
336
DELISTED
FAST Acquisition Corp. II
FZT
$972K 0.04%
99,992
– –
TETC
337
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$972K 0.04%
99,996
– –
AAQC
338
DELISTED
Accelerate Acquisition Corp
AAQC
$972K 0.04%
99,996
– –
BSKY
339
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
$971K 0.04%
99,992
– –
ENER
340
DELISTED
Accretion Acquisition Corp
ENER
$969K 0.04%
+99,298
New +$968K
GIA.U
341
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$916K 0.04%
88,423
-61,577
-41% -$639K
BMAC.U
342
DELISTED
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
$900K 0.04%
+88,688
New +$902K
KVSC
343
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$887K 0.04%
90,893
– –
SLRC icon
344
SLR Investment Corp
SLRC
$706M
$878K 0.04%
+47,627
New +$912K
MGU
345
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$875K 0.04%
36,238
-1,782
-5% -$42.1K
JGH icon
346
Nuveen Global High Income Fund
JGH
$356M
$863K 0.03%
54,373
-26,525
-33% -$419K
BMEZ icon
347
BlackRock Health Sciences Trust II
BMEZ
$1.01B
$850K 0.03%
33,531
-83,323
-71% -$2.15M
AVHI
348
DELISTED
Achari Ventures Holdings Corp I
AVHI
$840K 0.03%
+85,107
New +$839K
EDI
349
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$838K 0.03%
+107,377
New +$865K
PXH icon
350
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.97B
$831K 0.03%
37,953
-1,962,147
-98% -$43.9M
12 13
14
15 16

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.