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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPA icon
326
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$455K 0.02%
28,342
-10,748
-27% -$172K
CND
327
DELISTED
Concord Acquisition Corp.
CND
$454K 0.02%
44,998
– –
DFNS
328
T3 Defense Inc
DFNS
$37M
$443K 0.02%
61
– –
SNCE
329
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$411K 0.02%
2,098
-402
-16% -$80.2K
FVIV
330
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$409K 0.02%
+42,000
New +$409K
MLAC
331
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$406K 0.02%
40,802
– –
JCIC
332
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$397K 0.02%
40,676
+15,744
+63% +$152K
PKO
333
DELISTED
Pimco Income Opportunity Fund
PKO
$392K 0.02%
+16,117
New +$421K
AEON icon
334
AEON Biopharma
AEON
$13.3M
$390K 0.02%
+556
New +$388K
BLTS
335
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$390K 0.02%
39,998
– –
TWLV
336
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$389K 0.02%
+39,993
New +$386K
KAIR
337
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$387K 0.02%
39,998
– –
LGV
338
DELISTED
Longview Acquisition Corp. II
LGV
$366K 0.02%
+36,990
New +$365K
MAAC
339
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$353K 0.02%
37,712
-12,286
-25% -$122K
AUR icon
340
Aurora
AUR
$13.6B
$352K 0.02%
+35,400
New +$350K
FVT.U
341
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
$324K 0.02%
32,608
+7,900
+32% +$78.8K
TSIB
342
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$320K 0.02%
+32,700
New +$320K
NIR
343
DELISTED
Near Intelligence, Inc. Common Stock
NIR
$296K 0.02%
29,998
– –
MACA
344
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$291K 0.02%
+29,998
New +$290K
DNA.WS
345
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$271K 0.01%
+79,998
New +$285K
CFFVU
346
DELISTED
CF Acquisition Corp. V Unit
CFFVU
$254K 0.01%
25,000
– –
ARGUU
347
DELISTED
Argus Capital Corp. Unit
ARGUU
$253K 0.01%
+25,000
New +$253K
FVT
348
DELISTED
Fortress Value Acquisition Corp. III
FVT
$251K 0.01%
+25,670
New +$251K
BBLN
349
DELISTED
Babylon Holdings Limited
BBLN
$249K 0.01%
+1,000
New +$248K
SEAH.WS
350
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$249K 0.01%
104,999
– –
12 13
14
15 16

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.