RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
425
New
Increased
Reduced
Closed

Top Buys

1
+$16.6M
2
+$13.7M
3
+$11M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.21M
5
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$8.1M

Top Sells

1
+$31.3M
2
+$26M
3
+$17.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.9M

Sector Composition

1 Financials 8.07%
2 Technology 1.29%
3 Consumer Discretionary 1%
4 Industrials 0.91%
5 Healthcare 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$14K ﹤0.01%
+12,499
327
$12K ﹤0.01%
+60,000
328
$6K ﹤0.01%
+32,451
329
– –
-40,000
330
– –
-58,151
331
– –
-60,000
332
– –
-125,000
333
– –
-13,333
334
– –
-9,816
335
– –
-25,000
336
– –
-250,000
337
– –
-165,000
338
– –
-290,677
339
– –
-50,000
340
– –
-289,496
341
– –
-200,000
342
– –
-48,739
343
– –
-81,647
344
– –
-350,000
345
– –
-200,000
346
– –
-85,000
347
– –
-300,000
348
– –
-266,719
349
– –
-13,958
350
– –
-47,727
12 13
14
15 16