RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
425
New
Increased
Reduced
Closed

Top Buys

1
+$16.2M
2
+$13.9M
3
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
+$33.2M
2
+$26M
3
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.87%
5 Healthcare 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$14K ﹤0.01%
+12,499
327
$12K ﹤0.01%
+60,000
328
$6K ﹤0.01%
+32,451
329
– –
-266,719
330
– –
-259,670
331
– –
-659,150
332
– –
-25,705
333
– –
-443,962
334
– –
-160,333
335
– –
-100,000
336
– –
-30,522
337
– –
-783,676
338
– –
-395,011
339
– –
-556,909
340
– –
-15,000
341
– –
-40,000
342
– –
-48,739
343
– –
-81,647
344
– –
-58,151
345
– –
-60,000
346
– –
-125,000
347
– –
-13,333
348
– –
-9,816
349
– –
-25,000
350
– –
-250,000
12 13
14
15 16