RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCPE.WS
326
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$14K ﹤0.01%
+12,499
New +$14K
BRLIR
327
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$12K ﹤0.01%
+60,000
New +$12K
NUKKW icon
328
Nukkleus Inc. Warrants
NUKKW
$44M
$6K ﹤0.01%
+32,451
New +$6K
BTT icon
329
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
– –
-266,719
Closed -$6.34M
HERZ
330
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$39.3M
– –
-194,503
Closed -$558K
EMO
331
ClearBridge Energy Midstream Opportunity Fund
EMO
$872M
– –
-137,645
Closed -$1.62M
ENX
332
Eaton Vance New York Municipal Bond Fund
ENX
$174M
– –
-13,958
Closed -$163K
GB
333
DELISTED
Global Blue Group Holding
GB
– –
-47,727
Closed -$489K
GCMG icon
334
GCM Grosvenor
GCMG
$678M
– –
-259,670
Closed -$2.82M
JFR icon
335
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
-659,150
Closed -$5.21M
JRS icon
336
Nuveen Real Estate Income Fund
JRS
$236M
– –
-25,705
Closed -$192K
KYN icon
337
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
– –
-443,962
Closed -$2.34M
LGHLW
338
DELISTED
Lion Group Holding Ltd. Warrant
LGHLW
– –
-160,333
Closed -$24K
LSEA
339
DELISTED
Landsea Homes
LSEA
– –
-100,000
Closed -$1.07M
MYD icon
340
BlackRock MuniYield Fund
MYD
$477M
– –
-30,522
Closed -$415K
NFJ
341
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
– –
-783,676
Closed -$8.76M
VWO icon
342
Vanguard FTSE Emerging Markets ETF
VWO
$98.5B
– –
-40,000
Closed -$1.58M
SNAX
343
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-19,627
Closed -$3.02M
FREEW
344
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-48,739
Closed -$56K
CEM
345
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-81,647
Closed -$1.3M
HTY
346
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-58,151
Closed -$305K
NBACU
347
DELISTED
Newborn Acquisition Corp. Unit
NBACU
– –
-146,208
Closed -$1.51M
BRLIU
348
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
– –
-60,000
Closed -$602K
IGICW
349
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-125,000
Closed -$43K
DMS
350
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-13,333
Closed -$2.08M
12 13
14
15 16