We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$126M
Cap. Flow %
-6.07%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

Rank Stock Value
1
ACP
abrdn Income Credit Strategies Fund
ACP
+$26.9M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$7.96M
3
PCF
High Income Securities Fund
PCF
+$7.68M
4
DMF
BNY Mellon Municipal Income
DMF
+$7.54M
5
OCSL icon
Oaktree Specialty Lending
OCSL
+$6.93M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.1M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.6M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 7.8%
2 Technology 0.67%
3 Consumer Staples 0.25%
4 Consumer Discretionary 0.24%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLLIW
301
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$5.33K ﹤0.01%
213,000
– –
ALCYW
302
DELISTED
Alchemy Investments Acquisition Corp 1 Warrants
ALCYW
$5.26K ﹤0.01%
61,935
– –
ABLVW icon
303
Able View Global Warrant
ABLVW
$135K
$5.13K ﹤0.01%
250,000
– –
ONMDW icon
304
OneMedNet Corp Warrant
ONMDW
$1.01M
$5K ﹤0.01%
147,479
– –
MMVWW
305
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$4.94K ﹤0.01%
85,850
– –
DFLIW icon
306
Dragonfly Energy Holdings Warrant
DFLIW
$33.5K
$4.89K ﹤0.01%
187,500
– –
EVE.WS
307
DELISTED
EVe Mobility Acquisition Corp Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EVE.WS
$4.88K ﹤0.01%
125,000
– –
IVCPW
308
DELISTED
Swiftmerge Acquisition Corp. Warrants
IVCPW
$4.88K ﹤0.01%
74,999
– –
BENFW icon
309
Beneficient Warrant
BENFW
$166K
$4.84K ﹤0.01%
562,494
– –
MSPRZ
310
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$4.77K ﹤0.01%
118,881
– –
IMAQW
311
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$4.7K ﹤0.01%
250,000
– –
NVACW
312
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$4.69K ﹤0.01%
125,000
– –
GDSTW
313
DELISTED
Goldenstone Acquisition Limited Warrants
GDSTW
$4.63K ﹤0.01%
185,000
– –
AITRR
314
DELISTED
AI Transportation Acquisition Corp Right
AITRR
$4.31K ﹤0.01%
26,934
– –
GRRRW
315
Gorilla Technology Group Warrant
GRRRW
$1.79M
$4.08K ﹤0.01%
98,349
– –
ABVEW
316
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$4.08K ﹤0.01%
231,610
– –
FORLW
317
DELISTED
Four Leaf Acquisition Corp Warrants
FORLW
$3.77K ﹤0.01%
81,934
– –
DSYWW
318
Big Tree Cloud Holdings Warrant
DSYWW
$85.4K
$3.52K ﹤0.01%
105,000
+18,409
+21% +$816
BNIXW
319
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$3.5K ﹤0.01%
175,000
– –
RDZNW icon
320
Roadzen Inc Warrants
RDZNW
$6.79M
$3.44K ﹤0.01%
49,999
– –
SLAMW
321
DELISTED
Slam Corp. warrant
SLAMW
$3.34K ﹤0.01%
22,276
– –
HSPOW
322
DELISTED
Horizon Space Acquisition I Corp Warrant
HSPOW
$3.26K ﹤0.01%
214,357
– –
CYCUW
323
Cycurion Inc Warrant
CYCUW
$273K
$3.19K ﹤0.01%
150,000
– –
FTIIW
324
DELISTED
FutureTech II Acquisition Corp. Warrant
FTIIW
$3.17K ﹤0.01%
125,000
– –
SHFSW icon
325
SHF Holdings Warrants
SHFSW
$241K
$3.04K ﹤0.01%
87,500
– –
11 12
13
14 15

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rivernorth Capital Management held 491 positions worth $2.07B, down 2.2% from $2.12B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $126M in Q3 2024, closing 103 positions and reducing 60 holdings. Its most notable exit was Nuveen Preferred & Income Opportunities Fund, an estimated $37.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Rivernorth Capital Management opened a new position in abrdn Income Credit Strategies Fund worth $27.3M.

  • Rivernorth Capital Management's largest Q3 2024 buy was abrdn Income Credit Strategies Fund: 4,123,676 shares worth $27.3M.
  • Rivernorth Capital Management added most to Pioneer Municipal High Income Fund in Q3 2024, an estimated $7.96M increase.
  • Rivernorth Capital Management's biggest Q3 2024 reduction was BlackRock Capital Allocation Term Trust, cutting an estimated $19.8M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Opportunities Fund in Q3 2024, selling an estimated $37.8M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.07B portfolio in Q3 2024.
  • Rivernorth Capital Management opened 49 new positions and closed 103 in Q3 2024.
  • Rivernorth Capital Management's portfolio value fell 2.2% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.