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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEPAW
301
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$16.4K ﹤0.01%
218,750
– –
TBMCR
302
DELISTED
Trailblazer Merger Corporation I Rights
TBMCR
$16.4K ﹤0.01%
164,022
– –
WTMAR
303
DELISTED
Welsbach Technology Metals Acquisition Corp. one right to receive 1/10th of a share of common stock
WTMAR
$16.1K ﹤0.01%
322,133
– –
OPTXW icon
304
Syntec Optics Holdings Warrant
OPTXW
$22M
$16.1K ﹤0.01%
146,114
– –
ASPAW
305
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$15.8K ﹤0.01%
175,000
– –
DMYY.WS
306
DELISTED
dMY Squared Technology Group Warrants
DMYY.WS
$15K ﹤0.01%
99,999
– –
ESHAR
307
DELISTED
ESH Acquisition Corp Right
ESHAR
$15K ﹤0.01%
150,000
– –
DISTR
308
DELISTED
Distoken Acquisition Corporation Right
DISTR
$14.9K ﹤0.01%
149,049
– –
PLTNR
309
DELISTED
Plutonian Acquisition Corp. Rights
PLTNR
$14.5K ﹤0.01%
105,000
– –
VGASW icon
310
Verde Clean Fuels Warrant
VGASW
$739K
$14.4K ﹤0.01%
142,679
– –
AACIW
311
DELISTED
Armada Acquisition Corp. I Warrant
AACIW
$13.4K ﹤0.01%
742,500
– –
BREZW
312
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$13K ﹤0.01%
100,000
– –
HYAC.WS
313
DELISTED
Haymaker Acquisition Corp 4 Warrants
HYAC.WS
$12.8K ﹤0.01%
+85,409
New +$19.3K
ISRLW
314
DELISTED
Israel Acquisitions Corp Warrant
ISRLW
$12.8K ﹤0.01%
199,750
– –
ARIZW
315
DELISTED
Arisz Acquisition Corp. Warrant
ARIZW
$12.5K ﹤0.01%
125,000
– –
GDSTR
316
DELISTED
Goldenstone Acquisition Limited Rights
GDSTR
$12.3K ﹤0.01%
185,000
– –
CONXW
317
DELISTED
CONX Corp. Warrant
CONXW
$12.2K ﹤0.01%
39,769
– –
SOAR.WS
318
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$12.1K ﹤0.01%
109,998
– –
AIRJW
319
AirJoule Technologies Warrant
AIRJW
$92.4M
$12K ﹤0.01%
399,998
– –
JTAIW
320
DELISTED
Jet.AI Inc. Warrant
JTAIW
$12K ﹤0.01%
300,000
– –
MSPRZ
321
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$11.9K ﹤0.01%
118,881
– –
HOVRW icon
322
New Horizon Aircraft Ltd
HOVRW
$13.1M
$11.2K ﹤0.01%
159,489
– –
MOBXW icon
323
Mobix Labs Warrants
MOBXW
$611K
$10.5K ﹤0.01%
150,000
– –
OAKUR
324
DELISTED
Oak Woods Acquisition Corp Right
OAKUR
$10.5K ﹤0.01%
70,000
– –
CSLMR
325
DELISTED
CSLM Acquisition Corp. Right
CSLMR
$10.5K ﹤0.01%
175,000
– –
11 12
13
14 15

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.