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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-6.48%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.93B
AUM Growth
-$73.9M
Cap. Flow
+$61.5M
Cap. Flow %
3.19%
Top 10 Hldgs %
31.01%
Holding
632
New
48
Increased
91
Reduced
80
Closed
87

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$34.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$19.3M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$14M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.2M
5
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$13M

Top Sells

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$26.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$16.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.9M
4
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$15.8M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$13.3M

Sector Composition

Rank Sector Weight
1 Financials 12.36%
2 Healthcare 1.47%
3 Technology 1.18%
4 Industrials 1.07%
5 Consumer Discretionary 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNIXR
301
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$43.8K ﹤0.01%
175,000
– –
MCAGR
302
DELISTED
Mountain Crest Acquisition Corp. V Right
MCAGR
$43K ﹤0.01%
215,000
– –
NVACR
303
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$42.5K ﹤0.01%
250,000
– –
ATAKR
304
DELISTED
Aurora Technology Acquisition Corp. Rights
ATAKR
$42.3K ﹤0.01%
325,000
– –
MARXR
305
DELISTED
Mars Acquisition Corp. Rights
MARXR
$41.9K ﹤0.01%
199,496
– –
WTMAR
306
DELISTED
Welsbach Technology Metals Acquisition Corp. one right to receive 1/10th of a share of common stock
WTMAR
$41.9K ﹤0.01%
322,133
– –
QOMOR
307
DELISTED
Qomolangma Acquisition Corp. Right
QOMOR
$40.5K ﹤0.01%
250,000
– –
ATMVR
308
DELISTED
AlphaVest Acquisition Corp Right
ATMVR
$40K ﹤0.01%
250,000
– –
AIRJW
309
AirJoule Technologies Warrant
AIRJW
$92.4M
$40K ﹤0.01%
399,998
– –
TBCPW
310
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$39.6K ﹤0.01%
565,041
+24,540
+5% +$2.39K
RWODR
311
DELISTED
Redwoods Acquisition Corp. Rights
RWODR
$38.5K ﹤0.01%
275,000
– –
WEL.WS
312
DELISTED
Integrated Wellness Acquisition Corp Redeemable Warrants
WEL.WS
$37K ﹤0.01%
99,999
– –
GBBKR
313
DELISTED
Global Blockchain Acquisition Corp. Right
GBBKR
$36.7K ﹤0.01%
200,000
-100,000
-33% -$16.5K
NOVVR
314
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$36.3K ﹤0.01%
165,000
– –
EVEX.WS icon
315
Eve Holding Inc Warrants
EVEX.WS
$47.6M
$35.1K ﹤0.01%
37,299
-200
-0.5% -$167
BWAQR
316
DELISTED
Blue World Acquisition Corporation Right
BWAQR
$34.5K ﹤0.01%
200,000
– –
ATMCR
317
DELISTED
AlphaTime Acquisition Corp Right
ATMCR
$34K ﹤0.01%
200,000
– –
SZZLW
318
DELISTED
Sizzle Acquisition Corp. Warrant
SZZLW
$33.4K ﹤0.01%
222,499
– –
RFACR
319
DELISTED
RF Acquisition Corp. Rights
RFACR
$32.1K ﹤0.01%
292,192
-57,808
-17% -$6.52K
ESHAR
320
DELISTED
ESH Acquisition Corp Right
ESHAR
$31.5K ﹤0.01%
+150,000
New +$26.2K
IRRX.WS
321
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$31.3K ﹤0.01%
124,998
– –
VGASW icon
322
Verde Clean Fuels Warrant
VGASW
$739K
$31.2K ﹤0.01%
142,679
– –
CLOER
323
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$30.3K ﹤0.01%
300,000
– –
HSPOR
324
DELISTED
Horizon Space Acquisition I Corp Right
HSPOR
$30.1K ﹤0.01%
214,834
– –
BOWNR
325
DELISTED
Bowen Acquisition Corp Rights
BOWNR
$30K ﹤0.01%
+200,000
New +$31.8K
11 12
13
14 15

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Rivernorth Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rivernorth Capital Management held 632 positions worth $1.93B, down 3.7% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $61.5M of net new capital in Q3 2023, opening 48 new positions and adding to 91 existing holdings. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,684,591 shares worth $10.7M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Barings BDC, an estimated $26.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,684,591 shares worth $10.7M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $34.7M increase.
  • Rivernorth Capital Management's biggest Q3 2023 reduction was Barings BDC, cutting an estimated $26.1M.
  • Rivernorth Capital Management fully exited BlackRock Corporate High Yield Fund in Q3 2023, selling an estimated $9.1M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.93B portfolio in Q3 2023.
  • Rivernorth Capital Management opened 48 new positions and closed 87 in Q3 2023.
  • Rivernorth Capital Management's portfolio value fell 3.7% quarter-over-quarter to $1.93B.

Based on Rivernorth Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.