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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMT
301
Royce Micro-Cap Trust
RMT
$764M
$1.01M 0.04%
+87,511
New +$1.02M
VTN icon
302
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$1.01M 0.04%
75,366
+6,501
+9% +$87.7K
ACKIT
303
DELISTED
Ackrell SPAC Partners I Co Subunits
ACKIT
$1.01M 0.04%
+99,998
New +$1.01M
RMCO icon
304
Royalty Management
RMCO
$48.1M
$1.01M 0.04%
99,998
– –
MLGO
305
MicroAlgo
MLGO
$45.4M
$1.01M 0.04%
17
– –
DTRT
306
DELISTED
DTRT Health Acquisition Corp. Class A Common Stock
DTRT
$1M 0.04%
+100,000
New +$997K
ZFOX
307
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$1M 0.04%
100,000
– –
MBSC.U
308
DELISTED
M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
MBSC.U
$1M 0.04%
+100,000
New +$1M
APGN
309
DELISTED
Apexigen, Inc. Common Stock
APGN
$1M 0.04%
99,998
– –
BTAQ
310
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$1M 0.04%
99,998
– –
BIOSU
311
DELISTED
BioPlus Acquisition Corp. Unit
BIOSU
$1M 0.04%
+100,000
New +$1M
XBP icon
312
XBP Global Holdings
XBP
$34.4M
$998K 0.04%
10,000
– –
GSQB
313
DELISTED
G Squared Ascend II Inc.
GSQB
$998K 0.04%
+99,993
New +$981K
RCHG
314
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$994K 0.04%
99,998
– –
VHNAU
315
DELISTED
Vahanna Tech Edge Acquisition I Corp. Units
VHNAU
$993K 0.04%
+100,000
New +$1.01M
TEKK
316
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$993K 0.04%
99,998
– –
GACQ
317
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$992K 0.04%
99,998
– –
ARTA
318
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
$991K 0.04%
99,996
– –
GRDI
319
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$990K 0.04%
99,998
– –
WRAC
320
DELISTED
Williams Rowland Acquisition Corp.
WRAC
$989K 0.04%
+100,000
New +$992K
BRLS icon
321
Borealis Foods
BRLS
$18.9M
$988K 0.04%
+100,000
New +$990K
ABX
322
Abacus Global Management
ABX
$856M
$987K 0.04%
99,998
– –
LJAQ
323
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
$986K 0.04%
99,998
– –
MCAF
324
DELISTED
Mountain Crest Acquisition Corp. IV Common Stock
MCAF
$985K 0.04%
100,000
– –
NOGN
325
DELISTED
Nogin, Inc. Common Stock
NOGN
$984K 0.04%
+5,000
New +$987K
11 12
13
14 15

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.