RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
THBRW
301
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
$51K ﹤0.01%
+37,500
New +$51K
TOTAW
302
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$51K ﹤0.01%
107,805
-10,195
-9% -$4.82K
AVPTW
303
DELISTED
AvePoint Inc Warrant
AVPTW
$48K ﹤0.01%
+24,999
New +$48K
UKOMW
304
Ucommune International Ltd Warrant expiring 11/17/2025
UKOMW
$13.7K
$48K ﹤0.01%
+160,000
New +$48K
BRPAR
305
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$47K ﹤0.01%
237,324
– –
HCCOW
306
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$44K ﹤0.01%
+24,324
New +$44K
ESSCR
307
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$43K ﹤0.01%
+165,000
New +$43K
HOFVW
308
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$42K ﹤0.01%
+159,798
New +$42K
NVVEW icon
309
Newborn Acquisition Corp. Warrant
NVVEW
$63.1K
$42K ﹤0.01%
+146,208
New +$42K
SRTAW
310
Strata Critical Medical, Inc. Warrants
SRTAW
$2.18M
$41K ﹤0.01%
+33,333
New +$41K
ALACW
311
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$41K ﹤0.01%
194,596
– –
ALACR
312
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
$39K ﹤0.01%
194,596
– –
ZGYHR
313
DELISTED
Yunhong International Right
ZGYHR
$39K ﹤0.01%
+193,023
New +$39K
MNTSW icon
314
Momentus Inc. Warrant
MNTSW
$288
$38K ﹤0.01%
+32,852
New +$38K
ASLEW
315
DELISTED
AerSale Corporation Warrants
ASLEW
$37K ﹤0.01%
73,609
– –
MCACR
316
DELISTED
Mountain Crest Acquisition Corp. Right
MCACR
$34K ﹤0.01%
+52,284
New +$34K
ESSCW
317
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
$33K ﹤0.01%
+165,000
New +$33K
HYACW
318
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$32K ﹤0.01%
+32,300
New +$32K
NRXPW icon
319
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.2M
$31K ﹤0.01%
118,662
– –
NBACR
320
DELISTED
Newborn Acquisition Corp. Right
NBACR
$29K ﹤0.01%
+146,208
New +$29K
KBLMW
321
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$29K ﹤0.01%
124,200
– –
LOACW
322
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$25K ﹤0.01%
100,000
– –
LOACR
323
DELISTED
Longevity Acquisition Corporation Right
LOACR
$21K ﹤0.01%
100,000
– –
BTCTW
324
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$20K ﹤0.01%
96,249
– –
ZGYHW
325
DELISTED
Yunhong International Warrant
ZGYHW
$17K ﹤0.01%
+96,511
New +$17K
11 12
13
14 15