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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-16.65%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$140M
Cap. Flow %
9.39%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$21.2M
2
ARCC icon
Ares Capital
ARCC
+$20.4M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$19.5M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18.5M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$17.1M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$26M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$20.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$16.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$15M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

Rank Sector Weight
1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYB
301
DELISTED
New America High Income Fund, Inc.
HYB
– –
-616,787
Closed -$5.63M
BFI
302
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-250,000
Closed -$2.63M
NTG
303
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-2,136
Closed -$234K
GER
304
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-5,297
Closed -$205K
ATCX
305
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-200,000
Closed -$2.03M
MCA
306
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-523,651
Closed -$7.44M
HCCH
307
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
– –
-125,000
Closed -$1.29M
TIBRW
308
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-125,000
Closed -$143K
DDMX
309
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
– –
-300,000
Closed -$3.07M
DDMXW
310
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
– –
-298,600
Closed -$131K
CTACW
311
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
– –
-49,998
Closed -$110K
TKKSR
312
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
– –
-300,000
Closed -$75K
TKKSW
313
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-292,400
Closed -$18K
BRPM.WS
314
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
– –
-74,998
Closed -$61K
BWMCW
315
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-200,000
Closed -$124K
PVT.WS
316
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
– –
-100,000
Closed -$60K
NTX
317
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
– –
-361,727
Closed -$5.18M
9 10 11 12
13

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Rivernorth Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rivernorth Capital Management held 322 positions worth $1.49B, down 10% from $1.67B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rivernorth Capital Management deployed $140M of net new capital in Q1 2020, opening 59 new positions and adding to 70 existing holdings. Its largest new stake was Ares Capital: 1,211,881 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.1% of assets, up from 2.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $26M trimmed.

  • Rivernorth Capital Management's largest Q1 2020 buy was Ares Capital: 1,211,881 shares worth $13.1M.
  • Rivernorth Capital Management added most to Golub Capital BDC in Q1 2020, an estimated $21.2M increase.
  • Rivernorth Capital Management's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $26M.
  • Rivernorth Capital Management fully exited Clough Global Opportunities Fund in Q1 2020, selling an estimated $11.5M.
  • Rivernorth Capital Management's ten largest holdings make up 27% of its $1.49B portfolio in Q1 2020.
  • Rivernorth Capital Management opened 59 new positions and closed 50 in Q1 2020.
  • Rivernorth Capital Management's portfolio value fell 10% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2020, filed 18 May 2020.