RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYB
301
DELISTED
New America High Income Fund, Inc.
HYB
– –
-616,787
Closed -$5.63M
BFI
302
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-250,000
Closed -$2.63M
NTG
303
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-2,136
Closed -$234K
GER
304
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-5,297
Closed -$205K
ATCX
305
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-200,000
Closed -$2.03M
MCA
306
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-523,651
Closed -$7.44M
HCCH
307
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
– –
-125,000
Closed -$1.29M
TIBRW
308
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-125,000
Closed -$143K
DDMX
309
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
– –
-300,000
Closed -$3.07M
DDMXW
310
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
– –
-298,600
Closed -$131K
CTACW
311
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
– –
-49,998
Closed -$110K
TKKSR
312
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
– –
-300,000
Closed -$75K
TKKSW
313
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-292,400
Closed -$18K
BRPM.WS
314
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
– –
-74,998
Closed -$61K
BWMCW
315
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-200,000
Closed -$124K
PVT.WS
316
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
– –
-100,000
Closed -$60K
NTX
317
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
– –
-361,727
Closed -$5.18M
9 10 11 12
13