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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMCXW
301
DELISTED
Trinity Merger Corp. Warrant
TMCXW
– –
-96,000
Closed -$122
CHAC.WS
302
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.WS
– –
-200,000
Closed -$158
GLACW
303
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
– –
-75,000
Closed -$15
GLACR
304
DELISTED
Greenland Acquisition Corporation Right
GLACR
– –
-75,000
Closed -$45
CCA
305
DELISTED
MFS California Municipal Fund
CCA
– –
-83,526
Closed -$1.07K
OHAI
306
DELISTED
OHA Investment Corporation
OHAI
– –
-1,629,169
Closed -$2.12K
NID
307
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-279,996
Closed -$3.84K
BFY
308
DELISTED
BlackRock New York Municipal Income Trust II
BFY
– –
-61,553
Closed -$881
SONGW
309
DELISTED
Akazoo SA Warrant
SONGW
– –
-52,523
Closed -$40K
HHHHU
310
DELISTED
Wealthbridge Acquisition Limited Units
HHHHU
– –
-225,000
Closed -$2.34K
TWLVW
311
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
-225,000
Closed -$72
9 10 11 12
13

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.