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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$284M
Cap. Flow %
-18.72%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$10.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.55M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.34M
5
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$7.1M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$17.4M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$14.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.1M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.7M

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.67%
4 Healthcare 0.37%
5 Energy 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBZAW
301
DELISTED
Reebonz Holding Limited warrant
RBZAW
– –
-60,000
Closed -$8K
MSF
302
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
– –
-424,446
Closed -$6.9M
MMV
303
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
– –
-52,897
Closed -$647K
EMJ
304
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
– –
-36,191
Closed -$423K
EIP
305
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
– –
-49,543
Closed -$565K
BBCPW
306
DELISTED
Concrete Pumping Holdings, Inc. Warrant
BBCPW
– –
-50,000
Closed -$37K
SMSHW
307
DELISTED
Smaaash Entertainment Inc. Warrant
SMSHW
– –
-97,950
Closed -$18K
IMXIW
308
DELISTED
International Money Expresss, Inc. Warrant
IMXIW
– –
-62,501
Closed -$150K
EIV
309
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
– –
-13,450
Closed -$146K
EVJ
310
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
– –
-263,928
Closed -$2.95M
EVP
311
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
– –
-82,362
Closed -$911K
EIO
312
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
– –
-44,549
Closed -$511K
EVO
313
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
– –
-43,735
Closed -$533K
9 10 11 12
13

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Rivernorth Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Rivernorth Capital Management held 315 positions worth $1.52B, down 9.6% from $1.68B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management withdrew a net $284M in Q1 2019, closing 81 positions and reducing 77 holdings. Its most notable exit was Nuveen Preferred & Income Securities Fund, an estimated $15.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniYield Quality Fund III worth $8.83M.

  • Rivernorth Capital Management's largest Q1 2019 buy was BlackRock MuniYield Quality Fund III: 683,169 shares worth $8.83M.
  • Rivernorth Capital Management added most to Western Asset Global High Income Fund in Q1 2019, an estimated $10.6M increase.
  • Rivernorth Capital Management's biggest Q1 2019 reduction was FS KKR Capital, cutting an estimated $17.4M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q1 2019, selling an estimated $15.2M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.52B portfolio in Q1 2019.
  • Rivernorth Capital Management opened 23 new positions and closed 81 in Q1 2019.
  • Rivernorth Capital Management's portfolio value fell 9.6% quarter-over-quarter to $1.52B.

Based on Rivernorth Capital Management's 13F filing for Q1 2019, filed 15 May 2019.