RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
+$1.52B
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ERC
301
Allspring Multi-Sector Income Fund
ERC
$266M
– –
-41,499
Closed -$456K
EVN
302
Eaton Vance Municipal Income Trust
EVN
$414M
– –
-49,841
Closed -$555K
FAX
303
abrdn Asia-Pacific Income Fund
FAX
$674M
– –
-1,112,348
Closed -$4.35M
FPF
304
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.16B
– –
-659,495
Closed -$13.1M
GDL
305
GDL Fund
GDL
$96.2M
– –
-10,303
Closed -$93K
IIM icon
306
Invesco Value Municipal Income Trust
IIM
$555M
– –
-836,168
Closed -$11.2M
JPI icon
307
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$287M
– –
-145,482
Closed -$2.97M
LDP icon
308
Cohen & Steers Duration Preferred & Income Fund
LDP
$625M
– –
-49,895
Closed -$1.08M
MAV
309
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-305,668
Closed -$3.1M
MCR
310
MFS Charter Income Trust
MCR
$268M
– –
-615,676
Closed -$4.52M
MFM
311
MFS Municipal Income Trust
MFM
$212M
– –
-85,866
Closed -$529K
MMT
312
MFS Multimarket Income Trust
MMT
$262M
– –
-28,974
Closed -$150K
MQY icon
313
BlackRock MuniYield Quality Fund
MQY
$792M
– –
-760,786
Closed -$9.24M
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