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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$126M
Cap. Flow %
-6.07%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

Rank Stock Value
1
ACP
abrdn Income Credit Strategies Fund
ACP
+$26.9M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$7.96M
3
PCF
High Income Securities Fund
PCF
+$7.68M
4
DMF
BNY Mellon Municipal Income
DMF
+$7.54M
5
OCSL icon
Oaktree Specialty Lending
OCSL
+$6.93M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.1M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.6M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 7.8%
2 Technology 0.67%
3 Consumer Staples 0.25%
4 Consumer Discretionary 0.24%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPECW
276
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$10.1K ﹤0.01%
130,400
– –
OPTXW icon
277
Syntec Optics Holdings Warrant
OPTXW
$22.9M
$9.14K ﹤0.01%
130,610
– –
ROCLW
278
DELISTED
Roth CH Acquisition V Co. Warrant
ROCLW
$9.02K ﹤0.01%
191,139
– –
NBSTW
279
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$9K ﹤0.01%
100,000
– –
GATEW
280
DELISTED
Marblegate Acquisition Corp. Warrant
GATEW
$8.99K ﹤0.01%
299,601
– –
ZOOZW
281
ZOOZ Strategy Ltd Warrant
ZOOZW
$8.96K ﹤0.01%
+200,000
New +$7.3K
YOTAW
282
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$8.93K ﹤0.01%
425,000
– –
CHEB.WS
283
DELISTED
Chenghe Acquisition II Co. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHEB.WS
$8.75K ﹤0.01%
+125,000
New +$10.4K
CSLMW
284
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$8.75K ﹤0.01%
87,500
– –
BUJAR
285
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Rights
BUJAR
$8.63K ﹤0.01%
71,934
– –
PITAW
286
DELISTED
Heramba Electric plc Warrants
PITAW
$8.5K ﹤0.01%
+99,998
New +$10.2K
MSSAR
287
DELISTED
Metal Sky Star Acquisition Corporation Right
MSSAR
$8.4K ﹤0.01%
200,000
– –
DECAW
288
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$7.74K ﹤0.01%
154,800
– –
MRNOW
289
Murano Global Investments PLC Warrants
MRNOW
$177K
$7.5K ﹤0.01%
+50,000
New +$6.61K
HPAIW
290
Helport AI Warrants
HPAIW
$7.5K ﹤0.01%
+74,999
New +$10.6K
RFACW
291
DELISTED
RF Acquisition Corp. Warrants
RFACW
$7.04K ﹤0.01%
350,000
– –
BRLSW icon
292
Borealis Foods Inc Warrant
BRLSW
$547K
$6.42K ﹤0.01%
100,000
+46,764
+88% +$3.02K
RFAIR
293
RF Acquisition Corp II Right
RFAIR
$6.33K ﹤0.01%
+100,000
New +$6.72K
SPKLW
294
Spark I Acquisition Corp Warrant
SPKLW
$7M
$6.3K ﹤0.01%
48,465
– –
HOLOW icon
295
MicroCloud Hologram Inc Warrant
HOLOW
$2.68M
$6.21K ﹤0.01%
149,600
– –
ISRLW
296
DELISTED
Israel Acquisitions Corp Warrant
ISRLW
$6.15K ﹤0.01%
199,036
– –
OSRHW
297
OSR Health Warrant
OSRHW
$351K
$6K ﹤0.01%
250,000
– –
GBBKW
298
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$6K ﹤0.01%
300,000
– –
IMAQR
299
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$5.55K ﹤0.01%
250,000
– –
CNDA.WS
300
DELISTED
Concord Acquisition Corp II Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CNDA.WS
$5.35K ﹤0.01%
152,962
– –
10 11
12
13 14

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Rivernorth Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rivernorth Capital Management held 491 positions worth $2.07B, down 2.2% from $2.12B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $126M in Q3 2024, closing 103 positions and reducing 60 holdings. Its most notable exit was Nuveen Preferred & Income Opportunities Fund, an estimated $37.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Rivernorth Capital Management opened a new position in abrdn Income Credit Strategies Fund worth $27.3M.

  • Rivernorth Capital Management's largest Q3 2024 buy was abrdn Income Credit Strategies Fund: 4,123,676 shares worth $27.3M.
  • Rivernorth Capital Management added most to Pioneer Municipal High Income Fund in Q3 2024, an estimated $7.96M increase.
  • Rivernorth Capital Management's biggest Q3 2024 reduction was BlackRock Capital Allocation Term Trust, cutting an estimated $19.8M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Opportunities Fund in Q3 2024, selling an estimated $37.8M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.07B portfolio in Q3 2024.
  • Rivernorth Capital Management opened 49 new positions and closed 103 in Q3 2024.
  • Rivernorth Capital Management's portfolio value fell 2.2% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.