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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QOMOR
276
DELISTED
Qomolangma Acquisition Corp. Right
QOMOR
$25.3K ﹤0.01%
250,000
– –
KYCHR
277
DELISTED
Keyarch Acquisition Corporation Rights
KYCHR
$25.1K ﹤0.01%
400,000
– –
EUDAW icon
278
EUDA Health Holdings Warrant
EUDAW
$205K
$24.5K ﹤0.01%
175,000
– –
LCAHW
279
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$24.3K ﹤0.01%
405,669
– –
MBTCR
280
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$24K ﹤0.01%
150,000
– –
GBBKR
281
DELISTED
Global Blockchain Acquisition Corp. Right
GBBKR
$23.8K ﹤0.01%
200,000
– –
HSPOR
282
DELISTED
Horizon Space Acquisition I Corp Right
HSPOR
$23.6K ﹤0.01%
214,834
– –
INTEW
283
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$22.8K ﹤0.01%
324,999
– –
NVACR
284
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$22.5K ﹤0.01%
250,000
– –
GODNR
285
DELISTED
Golden Star Acquisition Corporation Rights
GODNR
$22.5K ﹤0.01%
136,252
– –
PEPLW
286
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$22.3K ﹤0.01%
742,500
– –
AIBBR
287
DELISTED
AIB Acquisition Corp Right
AIBBR
$22.2K ﹤0.01%
200,000
– –
MCAGR
288
DELISTED
Mountain Crest Acquisition Corp. V Right
MCAGR
$21.5K ﹤0.01%
215,000
– –
YOTAR
289
DELISTED
Yotta Acquisition Corporation Right
YOTAR
$21.3K ﹤0.01%
425,000
– –
ATMCR
290
DELISTED
AlphaTime Acquisition Corp Right
ATMCR
$20.2K ﹤0.01%
200,000
– –
SZZLW
291
DELISTED
Sizzle Acquisition Corp. Warrant
SZZLW
$20K ﹤0.01%
222,499
– –
BOWNR
292
DELISTED
Bowen Acquisition Corp Rights
BOWNR
$20K ﹤0.01%
200,000
– –
MCAFR
293
DELISTED
Mountain Crest Acquisition Corp. IV Rights
MCAFR
$20K ﹤0.01%
100,000
– –
CNDA.WS
294
DELISTED
Concord Acquisition Corp II Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CNDA.WS
$19.9K ﹤0.01%
152,962
– –
RWODR
295
DELISTED
Redwoods Acquisition Corp. Rights
RWODR
$19.3K ﹤0.01%
275,000
– –
CLRCR
296
DELISTED
ClimateRock Right
CLRCR
$18.6K ﹤0.01%
169,230
– –
NETDW
297
DELISTED
Nabors Energy Transition Corp II Warrant
NETDW
$18.5K ﹤0.01%
142,499
– –
MSSAR
298
DELISTED
Metal Sky Star Acquisition Corporation Right
MSSAR
$18K ﹤0.01%
200,000
– –
ASCBR
299
DELISTED
A SPAC II Acquisition Corp. Right
ASCBR
$18K ﹤0.01%
199,998
– –
RCACW
300
DELISTED
Revelstone Capital Acquisition Corp. Warrant
RCACW
$16.4K ﹤0.01%
375,000
– –
10 11
12
13 14

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.