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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMAQ
276
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
$1.71M 0.08%
171,500
+21,500
+14% +$214K
CLRCU
277
DELISTED
ClimateRock Unit
CLRCU
$1.7M 0.08%
169,230
– –
ORIA
278
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$1.7M 0.08%
172,050
– –
NOVV
279
DELISTED
Nova Vision Acquisition Corp. Ordinary share
NOVV
$1.69M 0.08%
165,000
– –
AGGRU
280
DELISTED
Agile Growth Corp Units
AGGRU
$1.66M 0.07%
+167,602
New +$1.65M
SCOB
281
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$1.66M 0.07%
166,554
– –
ZWRK
282
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$1.66M 0.07%
167,993
+58,000
+53% +$571K
PSQH icon
283
PSQ Holdings
PSQH
$13.5M
$1.63M 0.07%
11,142
– –
FVIV.U
284
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$1.61M 0.07%
164,490
+14,985
+10% +$147K
TYGO icon
285
Tigo Energy
TYGO
$96M
$1.6M 0.07%
160,000
– –
MSDA
286
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$1.59M 0.07%
160,200
– –
DECAU
287
DELISTED
Denali Capital Acquisition Corp. Unit
DECAU
$1.57M 0.07%
154,800
– –
ICU icon
288
SeaStar Medical
ICU
$14.7M
$1.54M 0.07%
600
– –
REVE
289
DELISTED
Alpine Acquisition Corp
REVE
$1.54M 0.07%
149,998
– –
ONMD icon
290
OneMedNet
ONMD
$42.4M
$1.53M 0.07%
147,479
– –
CLIM
291
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$1.53M 0.07%
+155,000
New +$1.53M
SCUA.U
292
DELISTED
Sculptor Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SCUA.U
$1.52M 0.07%
150,000
– –
RACYU
293
DELISTED
Relativity Acquisition Corp. Unit
RACYU
$1.52M 0.07%
150,000
– –
AGBA
294
DELISTED
AGBA Acquisition Ltd
AGBA
$1.52M 0.07%
132,736
– –
SDAC
295
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$1.52M 0.07%
154,200
– –
AXAC
296
DELISTED
AXIOS Sustainable Growth Acquisition Corporation
AXAC
$1.52M 0.07%
150,000
– –
WAVSU
297
DELISTED
Western Acquisition Ventures Corp. Unit
WAVSU
$1.51M 0.07%
150,000
– –
CPAQU
298
DELISTED
Counter Press Acquisition Corporation Unit
CPAQU
$1.51M 0.07%
150,000
– –
TRUG icon
299
TruGolf
TRUG
$984K
$1.51M 0.07%
300
– –
BRD.U
300
DELISTED
Beard Energy Transition Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
BRD.U
$1.51M 0.07%
+149,900
New +$1.5M
10 11
12
13 14

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.