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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEO
276
BNY Mellon Strategic Municipals
LEO
$387M
$1.26M 0.05%
+148,330
New +$1.26M
RAM
277
DELISTED
Aries I Acquisition Corporation Class A Ordinary Share
RAM
$1.25M 0.05%
124,992
– –
LFACU
278
DELISTED
LF Capital Acquisition Corp. II Units
LFACU
$1.25M 0.05%
+125,000
New +$1.26M
OCA
279
DELISTED
Omnichannel Acquisition Corp.
OCA
$1.24M 0.05%
124,998
– –
GCAC
280
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
$1.24M 0.05%
124,998
– –
BTWN
281
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$1.23M 0.05%
+125,000
New +$1.23M
JUGG
282
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$1.22M 0.05%
+124,000
New +$1.22M
HAIAU
283
DELISTED
Healthcare AI Acquisition Corp. Unit
HAIAU
$1.15M 0.05%
+114,600
New +$1.15M
MAQC
284
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
$1.15M 0.05%
114,023
-85,975
-43% -$864K
PAFO
285
DELISTED
Pacifico Acquisition Corp. Common Stock
PAFO
$1.14M 0.05%
+115,000
New +$1.14M
MNTN.U
286
DELISTED
Everest Consolidator Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
MNTN.U
$1.12M 0.05%
+110,000
New +$1.11M
KSM
287
DELISTED
DWS Strategic Municipal Income Trust
KSM
$1.1M 0.04%
90,884
-5,480
-6% -$67.6K
MVT
288
DELISTED
BlackRock MuniVest Fund II
MVT
$1.1M 0.04%
+69,485
New +$1.05M
AXH.U
289
DELISTED
Industrial Human Capital, Inc. Units, each consisting of one share of common stock and one redeemable warrant
AXH.U
$1.04M 0.04%
+100,000
New +$1.02M
ALSAU
290
DELISTED
Alpha Star Acquisition Corp Units
ALSAU
$1.03M 0.04%
+100,000
New +$1.02M
EAC
291
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$1.03M 0.04%
104,998
– –
MAAQU
292
DELISTED
Mana Capital Acquisition Corp. Unit
MAAQU
$1.02M 0.04%
+100,000
New +$1.02M
SPAQ
293
DELISTED
Spartan Acquisition Corp. III
SPAQ
$1.02M 0.04%
103,520
– –
BREZ
294
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$1.02M 0.04%
100,000
– –
VMAC
295
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$1.02M 0.04%
100,000
– –
YSAC
296
DELISTED
Yellowstone Acquisition Company
YSAC
$1.02M 0.04%
99,998
– –
ADRT.U
297
DELISTED
Ault Disruptive Technologies Corporation Units, each consisting of one share of Common Stock, and three-fourths of one Redeemable Warrant to purchase one share of Common Stock
ADRT.U
$1.01M 0.04%
+100,000
New +$1M
ACBA
298
DELISTED
Ace Global Business Acquisition Ltd
ACBA
$1.01M 0.04%
100,000
– –
GVCIU
299
DELISTED
Green Visor Financial Technology Acquisition Corp. I Units
GVCIU
$1.01M 0.04%
+100,000
New +$1.01M
NCACU
300
DELISTED
Newcourt Acquisition Corp Unit
NCACU
$1.01M 0.04%
+100,000
New +$1.01M
10 11
12
13 14

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.