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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRAC.U
276
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$922K 0.05%
+90,568
New +$908K
TPZ
277
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$909K 0.05%
+68,069
New +$894K
KVSC
278
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$891K 0.05%
90,893
– –
MGU
279
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$886K 0.05%
38,020
-4,835
-11% -$114K
BCSF icon
280
Bain Capital Specialty
BCSF
$833M
$874K 0.05%
58,919
– –
NDP
281
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$858K 0.05%
+39,300
New +$777K
MITAU
282
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$846K 0.04%
85,000
– –
FEI
283
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$842K 0.04%
+116,958
New +$862K
GSEV
284
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$800K 0.04%
81,200
+35,400
+77% +$349K
LAAA
285
DELISTED
Lakeshore Acquisition I Corp. Ordinary Shares
LAAA
$783K 0.04%
+79,992
New +$777K
CRZN
286
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
$778K 0.04%
+80,010
New +$777K
KCGI.U
287
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
$765K 0.04%
+75,000
New +$759K
ZNTE
288
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$759K 0.04%
74,998
– –
ATA
289
DELISTED
Americas Technology Acquisition Corp.
ATA
$753K 0.04%
74,998
– –
IVH
290
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$745K 0.04%
+54,483
New +$761K
HGAS
291
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$742K 0.04%
74,998
– –
WAVC.U
292
DELISTED
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
$740K 0.04%
+75,000
New +$743K
GIG
293
DELISTED
GigCapital4, Inc. Common stock
GIG
$739K 0.04%
+74,994
New +$737K
SPTK
294
DELISTED
SportsTek Acquisition Corp. Class A Common Stock
SPTK
$731K 0.04%
+74,998
New +$725K
OSTR
295
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
$731K 0.04%
+74,998
New +$726K
FDEU
296
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$730K 0.04%
56,645
+29,046
+105% +$389K
NRAC
297
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$728K 0.04%
+74,994
New +$726K
IIM icon
298
Invesco Value Municipal Income Trust
IIM
$595M
$668K 0.04%
40,956
-720,984
-95% -$12.2M
PPHPU
299
DELISTED
PHP Ventures Acquisition Corp. Units
PPHPU
$646K 0.03%
+63,065
New +$640K
NNY icon
300
Nuveen New York Municipal Value Fund
NNY
$157M
$633K 0.03%
63,139
-30,916
-33% -$313K
10 11
12
13 14

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.