RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIK.WS
276
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
$96K 0.01%
+149,997
New +$96K
ORSNR
277
DELISTED
Orisun Acquisition Corp. Right
ORSNR
$96K 0.01%
+160,000
New +$96K
ANDAR
278
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$94K 0.01%
294,410
– –
ALUS.WS
279
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$94K 0.01%
+145,337
New +$94K
THCAW
280
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$90K 0.01%
+199,999
New +$90K
LGC.WS
281
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$89K 0.01%
165,277
-10,400
-6% -$5.6K
CIICW
282
DELISTED
CIIG Merger Corp. Warrants
CIICW
$85K 0.01%
+98,652
New +$85K
ASTSW
283
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$82K 0.01%
+67,499
New +$82K
LVOXW
284
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$82K 0.01%
+97,720
New +$82K
AGBAW
285
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
$80K 0.01%
+250,000
New +$80K
PTACW
286
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$79K ﹤0.01%
+48,300
New +$79K
ROCHW
287
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
$77K ﹤0.01%
+74,992
New +$77K
LACQW
288
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$71K ﹤0.01%
150,075
– –
GNRSW
289
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$69K ﹤0.01%
+289,496
New +$69K
RPLA.WS
290
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$69K ﹤0.01%
+72,955
New +$69K
LGVW.WS
291
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
$65K ﹤0.01%
+66,665
New +$65K
RVPHW icon
292
Reviva Pharmaceuticals Holdings, Inc. Warrants
RVPHW
$445K
$64K ﹤0.01%
125,000
– –
TOTAR
293
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$63K ﹤0.01%
118,000
– –
MAPSW icon
294
WM Technology, Inc. Warrants
MAPSW
$2.34M
$61K ﹤0.01%
+99,999
New +$61K
CGROW
295
DELISTED
Collective Growth Corporation Warrant
CGROW
$61K ﹤0.01%
+99,999
New +$61K
ATCXW
296
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
$60K ﹤0.01%
117,846
-4,100
-3% -$2.09K
AGBAR
297
DELISTED
AGBA Acquisition Limited Right
AGBAR
$58K ﹤0.01%
+250,000
New +$58K
LTRYW icon
298
Lottery.com, Inc. Warrants
LTRYW
$321K
$56K ﹤0.01%
150,000
– –
RMG.WS
299
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$54K ﹤0.01%
+25,000
New +$54K
GIX.RT
300
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$53K ﹤0.01%
+161,880
New +$53K
10 11
12
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