RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VGM icon
276
Invesco Trust Investment Grade Municipals
VGM
$543M
– –
-287,167
Closed -$3.27M
VKI icon
277
Invesco Advantage Municipal Income Trust II
VKI
$387M
– –
-150,267
Closed -$1.49M
FAM
278
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-108,860
Closed -$1.02M
DMTK
279
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-56,235
Closed -$1.15M
JPS
280
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-1,840,177
Closed -$15.2M
USWSW
281
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
– –
-150,000
Closed -$74K
EFL
282
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-77,895
Closed -$685K
NEV
283
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-77,512
Closed -$1M
JCO
284
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
– –
-23,000
Closed -$196K
BGIO
285
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-785,137
Closed -$6.57M
PCI
286
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-285,357
Closed -$6M
JHB
287
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-50,852
Closed -$457K
EHT
288
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
– –
-208,876
Closed -$1.89M
MTT
289
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
– –
-14,769
Closed -$290K
MEN
290
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-12,200
Closed -$120K
NHA
291
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
– –
-19,256
Closed -$179K
BQH
292
DELISTED
BlackRock New York Municipal Bond Trust
BQH
– –
-16,420
Closed -$208K
RBZ
293
DELISTED
Reebonz Holding Limited Ordinary Shares
RBZ
– –
-1,500
Closed -$23K
MMDM
294
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
– –
-228,000
Closed -$2.32M
DCF
295
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
– –
-307,309
Closed -$2.45M
BCAC
296
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-125,000
Closed -$1.3M
CCC.U
297
DELISTED
Churchill Capital Corp
CCC.U
– –
-50,000
Closed -$506K
HYAC
298
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-294,996
Closed -$2.96M
LTN.WS
299
DELISTED
Union Acquisition Corp.
LTN.WS
– –
-200,000
Closed -$52K
LTN.RT
300
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-200,000
Closed -$78K
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12
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