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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$126M
Cap. Flow %
-6.07%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

Rank Stock Value
1
ACP
abrdn Income Credit Strategies Fund
ACP
+$26.9M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$7.96M
3
PCF
High Income Securities Fund
PCF
+$7.68M
4
DMF
BNY Mellon Municipal Income
DMF
+$7.54M
5
OCSL icon
Oaktree Specialty Lending
OCSL
+$6.93M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.1M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.6M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 7.8%
2 Technology 0.67%
3 Consumer Staples 0.25%
4 Consumer Discretionary 0.24%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AILEW
251
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$17.5K ﹤0.01%
65,898
– –
SDSTW
252
Stardust Power Inc Warrant
SDSTW
$5.67M
$17.3K ﹤0.01%
38,415
– –
MCAGR
253
DELISTED
Mountain Crest Acquisition Corp. V Right
MCAGR
$17.2K ﹤0.01%
215,000
– –
HSPOR
254
DELISTED
Horizon Space Acquisition I Corp Right
HSPOR
$16.1K ﹤0.01%
214,357
– –
GBBKR
255
DELISTED
Global Blockchain Acquisition Corp. Right
GBBKR
$15.4K ﹤0.01%
200,000
– –
CLRCR
256
DELISTED
ClimateRock Right
CLRCR
$14.9K ﹤0.01%
169,230
– –
DISTR
257
DELISTED
Distoken Acquisition Corporation Right
DISTR
$14.3K ﹤0.01%
147,684
– –
SDAWW
258
SunCar Technology Group Warrant
SDAWW
$13.8K ﹤0.01%
62,900
– –
HYAC.WS
259
DELISTED
Haymaker Acquisition Corp 4 Warrants
HYAC.WS
$13.6K ﹤0.01%
85,043
– –
MACIW
260
Melar Acquisition Corp I Warrant
MACIW
$13.5K ﹤0.01%
+149,999
New +$16.5K
OAKUR
261
DELISTED
Oak Woods Acquisition Corp Right
OAKUR
$13.4K ﹤0.01%
66,934
– –
INTEW
262
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$13.1K ﹤0.01%
324,999
– –
DHAIW
263
DELISTED
DIH Holding US Inc Warrants
DHAIW
$13K ﹤0.01%
325,000
– –
NETDW
264
DELISTED
Nabors Energy Transition Corp II Warrant
NETDW
$12.8K ﹤0.01%
142,499
– –
NVACR
265
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$12.8K ﹤0.01%
250,000
– –
UCFIW
266
CN Healthy Food Tech Group Warrant
UCFIW
$12.8K ﹤0.01%
508,133
+59,108
+13% +$2.06K
IBACR
267
IB Acquisition Corp Right
IBACR
$12.8K ﹤0.01%
150,000
+15,270
+11% +$1.2K
EUDAW icon
268
EUDA Health Holdings Warrant
EUDAW
$205K
$12.3K ﹤0.01%
175,000
– –
ESHAR
269
DELISTED
ESH Acquisition Corp Right
ESHAR
$12K ﹤0.01%
146,934
– –
SKGRW
270
DELISTED
SK Growth Opportunities Corporation Warrant
SKGRW
$11.8K ﹤0.01%
56,125
– –
DMYY.WS
271
DELISTED
dMY Squared Technology Group Warrants
DMYY.WS
$11K ﹤0.01%
99,999
– –
GRMLW
272
Greenland Mines Ltd Warrant
GRMLW
$11K ﹤0.01%
275,000
+20,023
+8% +$1.15K
ALSAR
273
DELISTED
Alpha Star Acquisition Corp Rights
ALSAR
$10.6K ﹤0.01%
98,841
– –
BNIXR
274
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$10.5K ﹤0.01%
175,000
– –
KACLR
275
DELISTED
Kairous Acquisition Corp. Limited Rights
KACLR
$10.4K ﹤0.01%
148,636
– –
9 10
11
12 13

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Rivernorth Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rivernorth Capital Management held 491 positions worth $2.07B, down 2.2% from $2.12B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $126M in Q3 2024, closing 103 positions and reducing 60 holdings. Its most notable exit was Nuveen Preferred & Income Opportunities Fund, an estimated $37.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Rivernorth Capital Management opened a new position in abrdn Income Credit Strategies Fund worth $27.3M.

  • Rivernorth Capital Management's largest Q3 2024 buy was abrdn Income Credit Strategies Fund: 4,123,676 shares worth $27.3M.
  • Rivernorth Capital Management added most to Pioneer Municipal High Income Fund in Q3 2024, an estimated $7.96M increase.
  • Rivernorth Capital Management's biggest Q3 2024 reduction was BlackRock Capital Allocation Term Trust, cutting an estimated $19.8M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Opportunities Fund in Q3 2024, selling an estimated $37.8M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.07B portfolio in Q3 2024.
  • Rivernorth Capital Management opened 49 new positions and closed 103 in Q3 2024.
  • Rivernorth Capital Management's portfolio value fell 2.2% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.