RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$185M
Cap. Flow %
-8.94%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$18.1M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$16.1M
4
PHK
PIMCO High Income Fund
PHK
+$12.4M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.7M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.6M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.1M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$13.4M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.95%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHW
251
Calamos Global Dynamic Income Fund
CHW
$468M
$1.22M 0.06%
204,531
+28,415
+16% +$170K
HAIAU
252
DELISTED
Healthcare AI Acquisition Corp. Unit
HAIAU
$1.21M 0.06%
114,600
– –
AVHI
253
DELISTED
Achari Ventures Holdings Corp. I Common Stock
AVHI
$1.2M 0.06%
113,855
– –
AIF
254
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.17M 0.06%
96,479
-241,555
-71% -$2.93M
TYG
255
Tortoise Energy Infrastructure Corp
TYG
$730M
$1.15M 0.06%
39,133
– –
BMAQ
256
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
$1.13M 0.05%
106,534
– –
MHN icon
257
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$301M
$1.1M 0.05%
103,686
– –
PLTNU
258
DELISTED
Plutonian Acquisition Corp. Unit
PLTNU
$1.1M 0.05%
105,000
– –
OPTX icon
259
Syntec Optics
OPTX
$62M
$1.09M 0.05%
106,982
-2,288
-2% -$23.3K
GVCI
260
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
$1.05M 0.05%
99,999
– –
DSU icon
261
BlackRock Debt Strategies Fund
DSU
$549M
$1.05M 0.05%
110,561
-157,882
-59% -$1.5M
MTRY
262
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
$1.05M 0.05%
98,421
– –
MYN icon
263
BlackRock MuniYield New York Quality Fund
MYN
$371M
$1.05M 0.05%
103,280
+44,979
+77% +$457K
ADRT.U
264
DELISTED
Ault Disruptive Technologies Corporation Units, each consisting of one share of Common Stock, and three-fourths of one Redeemable Warrant to purchase one share of Common Stock
ADRT.U
$1.05M 0.05%
100,000
– –
RDZN icon
265
Roadzen
RDZN
$75.1M
$1.04M 0.05%
99,998
– –
BIOSU
266
DELISTED
BioPlus Acquisition Corp. Unit
BIOSU
$1.04M 0.05%
99,359
– –
ALSA
267
DELISTED
Alpha Star Acquisition Corporation Ordinary Shares
ALSA
$1.04M 0.05%
98,841
– –
TGVC
268
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$1.03M 0.05%
99,999
– –
GRDI
269
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$1.03M 0.05%
99,998
– –
MBSC
270
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
$1.03M 0.05%
99,993
– –
GSQB
271
DELISTED
G Squared Ascend II Inc.
GSQB
$1.03M 0.05%
99,993
– –
MCAF
272
DELISTED
Mountain Crest Acquisition Corp. IV Common Stock
MCAF
$1.03M 0.05%
100,000
– –
DHY
273
Credit Suisse High Yield Bond Fund
DHY
$218M
$1.03M 0.05%
+557,176
New +$1.03M
ARBG
274
DELISTED
Aequi Acquisition Corp. Class A Common Stock
ARBG
$1.02M 0.05%
101,082
– –
AAC.WS
275
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$1.02M 0.05%
1,155,300
+40,672
+4% +$35.8K
9 10
11
12 13