We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHW
251
Calamos Global Dynamic Income Fund
CHW
$558M
$1.22M 0.06%
204,531
+28,415
+16% +$172K
HAIAU
252
DELISTED
Healthcare AI Acquisition Corp. Unit
HAIAU
$1.21M 0.06%
114,600
– –
AVHI
253
DELISTED
Achari Ventures Holdings Corp I
AVHI
$1.2M 0.06%
113,855
– –
AIF
254
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.17M 0.06%
96,479
-241,555
-71% -$3.03M
TYG
255
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$1.15M 0.06%
39,133
– –
BMAQ
256
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
$1.13M 0.05%
106,534
– –
MHN
257
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$1.1M 0.05%
103,686
– –
PLTNU
258
DELISTED
Plutonian Acquisition Corp. Unit
PLTNU
$1.1M 0.05%
105,000
– –
OPTX icon
259
Syntec Optics
OPTX
$352M
$1.09M 0.05%
106,982
-2,288
-2% -$23.2K
GVCI
260
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
$1.05M 0.05%
99,999
– –
DSU icon
261
BlackRock Debt Strategies Fund
DSU
$601M
$1.05M 0.05%
110,561
-157,882
-59% -$1.52M
MTRY
262
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
$1.05M 0.05%
98,421
– –
MYN icon
263
BlackRock MuniYield New York Quality Fund
MYN
$377M
$1.05M 0.05%
103,280
+44,979
+77% +$457K
ADRT.U
264
DELISTED
Ault Disruptive Technologies Corporation Units, each consisting of one share of Common Stock, and three-fourths of one Redeemable Warrant to purchase one share of Common Stock
ADRT.U
$1.05M 0.05%
100,000
– –
RDZN icon
265
Roadzen
RDZN
$112M
$1.04M 0.05%
99,998
– –
BIOSU
266
DELISTED
BioPlus Acquisition Corp. Unit
BIOSU
$1.04M 0.05%
99,359
– –
ALSA
267
DELISTED
Alpha Star Acquisition Corp
ALSA
$1.04M 0.05%
98,841
– –
TGVC
268
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$1.03M 0.05%
99,999
– –
GRDI
269
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$1.03M 0.05%
99,998
– –
MBSC
270
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
$1.03M 0.05%
99,993
– –
GSQB
271
DELISTED
G Squared Ascend II Inc.
GSQB
$1.03M 0.05%
99,993
– –
MCAF
272
DELISTED
Mountain Crest Acquisition Corp. IV Common Stock
MCAF
$1.03M 0.05%
100,000
– –
DHY
273
Credit Suisse High Yield Credit Fund
DHY
$242M
$1.03M 0.05%
+557,176
New +$1.04M
ARBG
274
DELISTED
Aequi Acquisition Corp
ARBG
$1.02M 0.05%
101,082
– –
AAC.WS
275
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$1.02M 0.05%
1,155,300
+40,672
+4% +$32.4K
9 10
11
12 13

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.