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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTRA
251
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$1.52M 0.06%
149,998
– –
GLAQ
252
DELISTED
Globis Acquisition Corp. common stock
GLAQ
$1.52M 0.06%
150,000
– –
ONMD icon
253
OneMedNet
ONMD
$42.4M
$1.51M 0.06%
+150,000
New +$1.51M
JWACU
254
DELISTED
Jupiter Wellness Acquisition Corp. Unit
JWACU
$1.51M 0.06%
+150,000
New +$1.51M
SYM icon
255
Symbotic
SYM
$5.41B
$1.51M 0.06%
151,000
– –
ICU icon
256
SeaStar Medical
ICU
$14.7M
$1.51M 0.06%
600
– –
SCUA.U
257
DELISTED
Sculptor Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SCUA.U
$1.5M 0.06%
+150,000
New +$1.51M
REVE
258
DELISTED
Alpine Acquisition Corp
REVE
$1.5M 0.06%
+149,998
New +$1.5M
ZSQR
259
Z Squared Inc
ZSQR
$204M
$1.5M 0.06%
7,500
– –
MBTC
260
DELISTED
Nocturne Acquisition Corporation Ordinary Shares
MBTC
$1.5M 0.06%
150,000
– –
PORT.U
261
DELISTED
Southport Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-half of one warrant
PORT.U
$1.5M 0.06%
+149,900
New +$1.5M
GFGDU
262
DELISTED
The Growth for Good Acquisition Corporation Unit
GFGDU
$1.5M 0.06%
+150,000
New +$1.5M
HOLO icon
263
MicroCloud Hologram
HOLO
$39M
$1.49M 0.06%
+19
New +$1.52M
RJAC.U
264
DELISTED
Jackson Acquisition Company Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
RJAC.U
$1.49M 0.06%
+150,000
New +$1.5M
IVCPU
265
DELISTED
Swiftmerge Acquisition Corp. Unit
IVCPU
$1.49M 0.06%
+150,000
New +$1.49M
WINV
266
DELISTED
WinVest Acquisition Corp. Common Stock
WINV
$1.48M 0.06%
+150,000
New +$1.47M
TRUG icon
267
TruGolf
TRUG
$984K
$1.47M 0.06%
+300
New +$1.48M
MTRY
268
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
$1.38M 0.06%
+139,999
New +$1.38M
VPV icon
269
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
$1.36M 0.05%
97,115
– –
MCA
270
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.34M 0.05%
84,589
-12,186
-13% -$189K
ARIZU
271
DELISTED
Arisz Acquisition Corp. Unit
ARIZU
$1.32M 0.05%
+125,000
New +$1.26M
CEV
272
Eaton Vance California Municipal Income Trust
CEV
$74.6M
$1.26M 0.05%
93,457
-5,244
-5% -$71.9K
FNVTU
273
DELISTED
Finnovate Acquisition Corp. Units
FNVTU
$1.26M 0.05%
+125,000
New +$1.26M
KWAC
274
DELISTED
Kingswood Acquisition Corp.
KWAC
$1.26M 0.05%
124,992
– –
AEAEU
275
DELISTED
AltEnergy Acquisition Corp Unit
AEAEU
$1.26M 0.05%
+125,000
New +$1.26M
9 10
11
12 13

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.