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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARTA
251
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
$992K 0.05%
+99,996
New +$974K
NGCA
252
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
$991K 0.05%
+99,990
New +$990K
RMCO icon
253
Royalty Management
RMCO
$48.1M
$988K 0.05%
+99,998
New +$991K
GACQ
254
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$988K 0.05%
+99,998
New +$979K
RCHG
255
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$987K 0.05%
99,998
– –
LJAQ
256
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
$985K 0.05%
99,998
– –
MDH
257
DELISTED
MDH Acquisition Corp.
MDH
$985K 0.05%
+99,998
New +$978K
ABX
258
Abacus Global Management
ABX
$872M
$984K 0.05%
99,998
– –
KSI
259
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
$983K 0.05%
+100,874
New +$972K
TEKK
260
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$982K 0.05%
99,998
– –
EUCR
261
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$978K 0.05%
99,996
– –
BSKY
262
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
$978K 0.05%
+99,992
New +$976K
BNAI
263
Brand Engagement Network
BNAI
$103M
$977K 0.05%
+10,000
New +$970K
TETC
264
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$977K 0.05%
+99,996
New +$968K
LVRA
265
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
$976K 0.05%
+99,996
New +$970K
GWII
266
DELISTED
Good Works II Acquisition Corp. Common Stock
GWII
$976K 0.05%
+100,000
New +$973K
GRDI
267
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$974K 0.05%
99,998
– –
HERA
268
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$974K 0.05%
100,000
– –
PCPC
269
DELISTED
Periphas Capital Partnering Corporation
PCPC
$974K 0.05%
39,996
– –
AAQC
270
DELISTED
Accelerate Acquisition Corp
AAQC
$973K 0.05%
+99,996
New +$967K
MCAF
271
DELISTED
Mountain Crest Acquisition Corp. IV Common Stock
MCAF
$972K 0.05%
+100,000
New +$975K
FZT
272
DELISTED
FAST Acquisition Corp. II
FZT
$970K 0.05%
+99,992
New +$971K
BGSX
273
DELISTED
Build Acquisition Corp.
BGSX
$969K 0.05%
+99,990
New +$968K
CMU
274
DELISTED
MFS High Yield Municipal Trust
CMU
$932K 0.05%
202,964
+46,329
+30% +$220K
VTN icon
275
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$930K 0.05%
68,865
+3,579
+5% +$49.4K
9 10
11
12 13

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.