RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$42.7M
Cap. Flow %
-2.43%
Top 10 Hldgs %
28.42%
Holding
554
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$15.5M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$15.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.4M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.3M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$15.1M

Sector Composition

1 Financials 10.58%
2 Healthcare 1.14%
3 Industrials 1.11%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDL
251
GDL Fund
GDL
$96.3M
$930K 0.05%
+102,500
New +$930K
DMF
252
DELISTED
BNY Mellon Municipal Income
DMF
$907K 0.05%
97,386
-17,942
-16% -$167K
VTN icon
253
Invesco Trust for Investment Grade New York Municipals
VTN
$151M
$907K 0.05%
+65,286
New +$907K
BCSF icon
254
Bain Capital Specialty
BCSF
$1.02B
$901K 0.05%
58,919
-178,200
-75% -$2.73M
JLS icon
255
Nuveen Mortgage and Income Fund
JLS
$103M
$900K 0.05%
43,100
-31,626
-42% -$660K
KVSC
256
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$897K 0.05%
90,893
– –
PXH icon
257
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.61B
$886K 0.05%
37,953
– –
MBTC
258
DELISTED
Nocturne Acquisition Corporation Ordinary Shares
MBTC
$884K 0.05%
+89,659
New +$884K
BTTX
259
DELISTED
Better Therapeutics, Inc. Common Stock
BTTX
$842K 0.05%
+84,851
New +$842K
MITAU
260
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$840K 0.05%
+85,000
New +$840K
LAAAU
261
DELISTED
Lakeshore Acquisition I Corp. Unit
LAAAU
$818K 0.05%
+80,000
New +$818K
CRZNU
262
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$800K 0.05%
80,016
– –
VKQ icon
263
Invesco Municipal Trust
VKQ
$520M
$772K 0.04%
56,240
-247,022
-81% -$3.39M
GIGGU
264
DELISTED
GigCapital4, Inc. Unit
GIGGU
$767K 0.04%
75,000
– –
ZNTE
265
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$754K 0.04%
74,998
– –
CYXT
266
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$750K 0.04%
74,994
– –
ATA
267
DELISTED
Americas Technology Acquisition Corp.
ATA
$750K 0.04%
74,998
– –
OSTRU
268
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$749K 0.04%
75,000
– –
CMU
269
MFS High Yield Municipal Trust
CMU
$86.2M
$744K 0.04%
156,635
-93,758
-37% -$445K
SPTKU
270
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$744K 0.04%
74,290
-710
-0.9% -$7.11K
NRACU
271
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$743K 0.04%
74,289
-711
-0.9% -$7.11K
HGAS
272
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$733K 0.04%
74,998
– –
RBAC
273
DELISTED
RedBall Acquisition Corp.
RBAC
$733K 0.04%
74,994
– –
VPV icon
274
Invesco Pennsylvania Value Municipal Income Trust
VPV
$182M
$670K 0.04%
+50,107
New +$670K
SCOBU
275
DELISTED
ScION Tech Growth II Units
SCOBU
$649K 0.04%
+65,327
New +$649K
9 10
11
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