RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MCOMW
251
DELISTED
micromobility.com Inc. Warrant
MCOMW
$138K 0.01%
+264,742
New +$138K
SFTW.WS
252
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$138K 0.01%
+98,563
New +$138K
INSUW
253
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$137K 0.01%
+49,396
New +$137K
ADNWW
254
Advent Technologies Holdings Warrant
ADNWW
$8.61K
$136K 0.01%
200,000
– –
LCAHW
255
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$136K 0.01%
+30,881
New +$136K
LIVKW
256
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$134K 0.01%
+284,062
New +$134K
CELUW icon
257
Celularity Inc. Warrant
CELUW
$648K
$132K 0.01%
+82,263
New +$132K
HCCHR
258
DELISTED
HL Acquisitions Corp. Right
HCCHR
$131K 0.01%
125,000
– –
GRNVR
259
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
$122K 0.01%
+265,942
New +$122K
PSTH.WS
260
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$119K 0.01%
+16,664
New +$119K
FVAC.WS
261
DELISTED
Fortress Value Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FVAC.WS
$119K 0.01%
+36,065
New +$119K
BOE icon
262
BlackRock Enhanced Global Dividend Trust
BOE
$649M
$114K 0.01%
11,870
-35,248
-75% -$339K
JSPRW icon
263
Japer Therapeutics, Inc. Warrants
JSPRW
$114K 0.01%
+96,710
New +$114K
LATNW
264
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$113K 0.01%
+150,000
New +$113K
FTACW
265
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$113K 0.01%
+73,381
New +$113K
OBIO icon
266
Orchestra BioMed
OBIO
$140M
$110K 0.01%
+10,000
New +$110K
ARYBU
267
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
$110K 0.01%
10,000
– –
MVSTW icon
268
Microvast Holdings, Inc. Warrants
MVSTW
$40.3M
$109K 0.01%
+213,743
New +$109K
CFFAW
269
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$108K 0.01%
110,147
– –
LFLYW
270
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$107K 0.01%
194,593
– –
BROGW
271
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$102K 0.01%
203,192
-6,300
-3% -$3.16K
MFAC.WS
272
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$99K 0.01%
150,000
– –
LOAK.WS
273
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
$98K 0.01%
+99,998
New +$98K
FEAC.WS
274
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
$98K 0.01%
+29,999
New +$98K
SNAXW
275
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$97K 0.01%
294,410
– –
9 10
11
12 13