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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+16.1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$63.5M
Cap. Flow %
3.61%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.2M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$15.9M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.4M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.3M
5
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$10.7M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
ARCC icon
Ares Capital
ARCC
+$13.1M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBLMW
251
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$39K ﹤0.01%
124,200
– –
TOTAR
252
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$35K ﹤0.01%
118,000
– –
LGHLW
253
DELISTED
Lion Group Holding Ltd. Warrant
LGHLW
$24K ﹤0.01%
+160,333
New +$20.4K
TOTAW
254
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$24K ﹤0.01%
118,000
– –
LOACW
255
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$20K ﹤0.01%
+100,000
New +$12.5K
LOACR
256
DELISTED
Longevity Acquisition Corporation Right
LOACR
$20K ﹤0.01%
+100,000
New +$15.4K
FPAC.WS
257
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$8K ﹤0.01%
15,909
-756
-5% -$443
AGD
258
abrdn Global Dynamic Dividend Fund
AGD
$326M
– –
-36,137
Closed -$265K
AIO
259
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$906M
– –
-394,363
Closed -$6.31M
ARCC icon
260
Ares Capital
ARCC
$14.3B
– –
-1,211,881
Closed -$13.1M
BGY icon
261
BlackRock Enhanced International Dividend Trust
BGY
$534M
– –
-284,551
Closed -$1.28M
BLW icon
262
BlackRock Limited Duration Income Trust
BLW
$493M
– –
-85,914
Closed -$1.08M
BSTZ icon
263
BlackRock Science and Technology Term Trust
BSTZ
$2.06B
– –
-24,107
Closed -$402K
BTCT icon
264
BTC Digital
BTCT
$8.48M
– –
-140
Closed -$1.43M
BTZ icon
265
BlackRock Credit Allocation Income Trust
BTZ
$956M
– –
-1,299,457
Closed -$15.2M
CLM icon
266
Cornerstone Strategic Value Fund
CLM
$2.25B
– –
-81,338
Closed -$650K
CLNN icon
267
Clene
CLNN
$55.8M
– –
-5,900
Closed -$1.24M
CRF
268
Cornerstone Total Return Fund
CRF
$1.18B
– –
-83,078
Closed -$648K
EMF
269
Templeton Emerging Markets Fund
EMF
$325M
– –
-26,457
Closed -$295K
FAX
270
abrdn Asia-Pacific Income Fund
FAX
$604M
– –
-119,282
Closed -$2.42M
HNW
271
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-271,769
Closed -$2.85M
HOFV
272
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-6,405
Closed -$1.01M
HPK icon
273
HighPeak Energy
HPK
$1.04B
– –
-224,996
Closed -$2.34M
HYT icon
274
BlackRock Corporate High Yield Fund
HYT
$1.38B
– –
-167,281
Closed -$1.47M
IFN
275
Aberdeen India Fund
IFN
$508M
– –
-73,606
Closed -$1M
9 10
11
12 13

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Rivernorth Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rivernorth Capital Management held 338 positions worth $1.76B, up 18% from $1.49B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $63.5M of net new capital in Q2 2020, opening 64 new positions and adding to 73 existing holdings. Its largest new stake was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 5.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Duff & Phelps Utility & Corporate Bond Trust, an estimated $18.2M trimmed.

  • Rivernorth Capital Management's largest Q2 2020 buy was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q2 2020, an estimated $36.2M increase.
  • Rivernorth Capital Management's biggest Q2 2020 reduction was Duff & Phelps Utility & Corporate Bond Trust, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited BlackRock Credit Allocation Income Trust in Q2 2020, selling an estimated $15.2M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.76B portfolio in Q2 2020.
  • Rivernorth Capital Management opened 64 new positions and closed 78 in Q2 2020.
  • Rivernorth Capital Management's portfolio value rose 18% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.