RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+15.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$75.3M
Cap. Flow %
4.28%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.3M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$16.2M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.8M
5
BCSF icon
Bain Capital Specialty
BCSF
+$10.8M

Top Sells

1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.7M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13.4M
4
ARCC icon
Ares Capital
ARCC
+$13.1M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KBLMW
251
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$39K ﹤0.01%
124,200
– –
TOTAR
252
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$35K ﹤0.01%
118,000
– –
LGHLW
253
DELISTED
Lion Group Holding Ltd. Warrant
LGHLW
$24K ﹤0.01%
+160,333
New +$24K
TOTAW
254
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$24K ﹤0.01%
118,000
– –
LOACW
255
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$20K ﹤0.01%
+100,000
New +$20K
LOACR
256
DELISTED
Longevity Acquisition Corporation Right
LOACR
$20K ﹤0.01%
+100,000
New +$20K
FPAC.WS
257
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$8K ﹤0.01%
15,909
-756
-5% -$380
HNW
258
Pioneer Diversified High Income Fund
HNW
$107M
– –
-271,769
Closed -$2.85M
AGD
259
abrdn Global Dynamic Dividend Fund
AGD
$304M
– –
-36,137
Closed -$265K
AIO
260
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$827M
– –
-394,363
Closed -$6.31M
ARCC icon
261
Ares Capital
ARCC
$15.9B
– –
-1,211,881
Closed -$13.1M
BGY icon
262
BlackRock Enhanced International Dividend Trust
BGY
$523M
– –
-284,551
Closed -$1.28M
BLW icon
263
BlackRock Limited Duration Income Trust
BLW
$548M
– –
-85,914
Closed -$1.08M
BSTZ icon
264
BlackRock Science and Technology Term Trust
BSTZ
$1.52B
– –
-24,107
Closed -$402K
BTCT icon
265
BTC Digital
BTCT
$24M
– –
-140
Closed -$1.43M
BTZ icon
266
BlackRock Credit Allocation Income Trust
BTZ
$1.04B
– –
-1,299,457
Closed -$15.2M
CLM icon
267
Cornerstone Strategic Value Fund
CLM
$2.32B
– –
-81,338
Closed -$650K
CLNN icon
268
Clene
CLNN
$66.2M
– –
-5,900
Closed -$1.24M
CRF
269
Cornerstone Total Return Fund
CRF
$1.22B
– –
-83,078
Closed -$648K
EMF
270
Templeton Emerging Markets Fund
EMF
$231M
– –
-26,457
Closed -$295K
FAX
271
abrdn Asia-Pacific Income Fund
FAX
$678M
– –
-119,282
Closed -$2.42M
HOFV
272
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-6,405
Closed -$1.01M
HPK icon
273
HighPeak Energy
HPK
$945M
– –
-224,996
Closed -$2.34M
HYT icon
274
BlackRock Corporate High Yield Fund
HYT
$1.48B
– –
-167,281
Closed -$1.47M
IFN
275
India Fund
IFN
$600M
– –
-73,606
Closed -$1M
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11
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