RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
338
New
Increased
Reduced
Closed

Top Buys

1
+$36.2M
2
+$15.9M
3
+$15.4M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.3M
5
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$10.7M

Top Sells

1
+$18.2M
2
+$15.2M
3
+$13.1M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$39K ﹤0.01%
124,200
252
$35K ﹤0.01%
118,000
253
$24K ﹤0.01%
118,000
254
$24K ﹤0.01%
+160,333
255
$20K ﹤0.01%
+100,000
256
$20K ﹤0.01%
+100,000
257
$8K ﹤0.01%
15,909
-756
258
– –
-244,245
259
– –
-60,721
260
– –
-225,000
261
– –
-23,538
262
– –
-125,000
263
– –
-224,996
264
– –
-167,281
265
– –
-73,606
266
– –
-6,770
267
– –
-310,373
268
– –
-10,500
269
– –
-34,461
270
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-31,655
271
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-189,919
272
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-612,765
273
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-1,351,053
274
– –
-225,000
275
– –
-79,844
9 10
11
12 13