RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
322
New
Increased
Reduced
Closed

Top Buys

1
+$18M
2
+$16.7M
3
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
+$22.5M
2
+$19.2M
3
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$31K οΉ€0.01%
208,800
252
$29K οΉ€0.01%
225,000
253
$26K οΉ€0.01%
100,000
254
$26K οΉ€0.01%
153,297
255
$23K οΉ€0.01%
75,000
256
$14K οΉ€0.01%
150,000
257
$13K οΉ€0.01%
250,000
258
$13K οΉ€0.01%
118,000
259
$10K οΉ€0.01%
125,000
260
$9K οΉ€0.01%
124,200
261
$9K οΉ€0.01%
16,665
262
$9K οΉ€0.01%
100,000
263
$9K οΉ€0.01%
174,897
264
$8K οΉ€0.01%
119,999
265
$6K οΉ€0.01%
125,000
266
$5K οΉ€0.01%
118,000
267
$5K οΉ€0.01%
100,000
268
– –
-54,758
269
– –
-110,170
270
– –
-337,932
271
– –
-5,297
272
– –
-200,000
273
– –
-523,651
274
– –
-287,663
275
– –
-149,999
9 10
11
12 13