RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KBLMR
251
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$31K ﹤0.01%
208,800
– –
HHHHW
252
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$29K ﹤0.01%
225,000
– –
LSEAW
253
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$26K ﹤0.01%
100,000
– –
LACQW
254
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$26K ﹤0.01%
153,297
– –
ASLEW
255
DELISTED
AerSale Corporation Warrants
ASLEW
$23K ﹤0.01%
75,000
– –
LTRYW icon
256
Lottery.com, Inc. Warrants
LTRYW
$319K
$14K ﹤0.01%
150,000
– –
BFIIW
257
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$13K ﹤0.01%
250,000
– –
TOTAR
258
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$13K ﹤0.01%
118,000
– –
HCCHR
259
DELISTED
HL Acquisitions Corp. Right
HCCHR
$10K ﹤0.01%
125,000
– –
KBLMW
260
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$9K ﹤0.01%
124,200
– –
FPAC.WS
261
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$9K ﹤0.01%
16,665
– –
ALGRR
262
DELISTED
Allegro Merger Corp. Right
ALGRR
$9K ﹤0.01%
100,000
– –
WRLSW
263
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$9K ﹤0.01%
174,897
– –
NRXPW icon
264
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.2M
$8K ﹤0.01%
119,999
– –
HCCHW
265
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$6K ﹤0.01%
125,000
– –
TOTAW
266
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$5K ﹤0.01%
118,000
– –
ALGRW
267
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$5K ﹤0.01%
100,000
– –
ACP
268
abrdn Income Credit Strategies Fund
ACP
$739M
– –
-287,663
Closed -$3.29M
ALTG icon
269
Alta Equipment Group
ALTG
$239M
– –
-149,999
Closed -$1.5M
BGH
270
Barings Global Short Duration High Yield Fund
BGH
$334M
– –
-27,215
Closed -$477K
BROG
271
DELISTED
Brooge Energy
BROG
– –
-22,497
Closed -$199K
CEV
272
Eaton Vance California Municipal Income Trust
CEV
$69.6M
– –
-37,054
Closed -$499K
CHR icon
273
Cheer Holding
CHR
$8.59M
– –
-30,000
Closed -$3.07M
EFR
274
Eaton Vance Senior Floating-Rate Fund
EFR
$344M
– –
-641,239
Closed -$8.69M
EMO
275
ClearBridge Energy Midstream Opportunity Fund
EMO
$856M
– –
-32,576
Closed -$1.37M
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