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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVCT
251
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– –
-26,000
Closed -$4M
BIOX.WS
252
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
– –
-200,000
Closed -$54K
PVT.U
253
DELISTED
Pivotal Acquisition Corp.
PVT.U
– –
-100,000
Closed -$1.03M
MTECW
254
DELISTED
MTech Acquisition Corp. Warrant
MTECW
– –
-155,000
Closed -$99K
MTEC
255
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
– –
-155,000
Closed -$1.56M
OMAD.WS
256
DELISTED
One Madison Corporation
OMAD.WS
– –
-199,999
Closed -$238K
BCACR
257
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
– –
-125,000
Closed -$44K
BCACW
258
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
– –
-62,500
Closed -$13K
CMSSW
259
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
– –
-150,000
Closed -$27K
CMSSR
260
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
– –
-300,000
Closed -$99K
HYACW
261
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
– –
-28,198
Closed -$68K
GTYHW
262
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
-26,667
Closed -$16K
7 8 9 10
11

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Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.