RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPI icon
251
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$290M
– –
-145,482
Closed -$2.97M
LDP icon
252
Cohen & Steers Duration Preferred & Income Fund
LDP
$635M
– –
-49,895
Closed -$1.08M
MAV
253
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-305,668
Closed -$3.1M
MCR
254
MFS Charter Income Trust
MCR
$268M
– –
-615,676
Closed -$4.52M
MFM
255
MFS Municipal Income Trust
MFM
$213M
– –
-85,866
Closed -$529K
MMT
256
MFS Multimarket Income Trust
MMT
$263M
– –
-28,974
Closed -$150K
MQY icon
257
BlackRock MuniYield Quality Fund
MQY
$820M
– –
-760,786
Closed -$9.24M
NBB icon
258
Nuveen Taxable Municipal Income Fund
NBB
$476M
– –
-333,427
Closed -$6.42M
NBH
259
Neuberger Berman Municipal Fund
NBH
$302M
– –
-16,608
Closed -$208K
NMZ icon
260
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.19B
– –
-896,361
Closed -$10.3M
NUV icon
261
Nuveen Municipal Value Fund
NUV
$1.82B
– –
-313,634
Closed -$2.9M
OCCI
262
OFS Credit Co
OCCI
$164M
– –
-78,871
Closed -$1.09M
PCF
263
High Income Securities Fund
PCF
$120M
– –
-646,600
Closed -$5.77M
PCK
264
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-346,696
Closed -$2.72M
PCM
265
PCM Fund
PCM
$78M
– –
-26,264
Closed -$268K
PCN
266
PIMCO Corporate & Income Strategy Fund
PCN
$844M
– –
-214,540
Closed -$3.27M
PDI icon
267
PIMCO Dynamic Income Fund
PDI
$7.6B
– –
-54,902
Closed -$1.6M
PFN
268
PIMCO Income Strategy Fund II
PFN
$715M
– –
-181,707
Closed -$1.75M
PMF
269
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-78,350
Closed -$983K
PTY icon
270
PIMCO Corporate & Income Opportunity Fund
PTY
$2.68B
– –
-213,460
Closed -$3.33M
RA
271
Brookfield Real Assets Income Fund
RA
$749M
– –
-678,557
Closed -$12.9M
SBI
272
Western Asset Intermediate Muni Fund
SBI
$109M
– –
-208,755
Closed -$1.74M
SEVN
273
Seven Hills Realty Trust
SEVN
$164M
– –
-69,006
Closed -$1.05M
VCV icon
274
Invesco California Value Municipal Income Trust
VCV
$501M
– –
-10,173
Closed -$114K
VGI
275
Virtus Global Multi-Sector Income Fund
VGI
$91M
– –
-69,453
Closed -$764K
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