RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.62%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$18.8M
Cap. Flow
-$75.1M
Cap. Flow %
-3.63%
Top 10 Hldgs %
30.81%
Holding
522
New
33
Increased
41
Reduced
115
Closed
59

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$16.2M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$10M
3
LEGT.U
Legato Merger Corp III Units, each consisting of one Ordinary Share and one-half of one warrant
LEGT.U
+$8.1M
4
EAD
Allspring Income Opportunities Fund
EAD
+$7.05M
5
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.69M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$18.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$14.6M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$13M
4
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$12.5M
5
PAXS
PIMCO Access Income Fund
PAXS
+$9.08M

Sector Composition

1 Financials 9.62%
2 Healthcare 0.7%
3 Technology 0.58%
4 Industrials 0.4%
5 Consumer Discretionary 0.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JWSM.WS
226
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$348K 0.02%
1,581,661
-273
-0% -$60
HTY
227
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$343K 0.02%
65,409
– –
NDP
228
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$321K 0.02%
+9,511
New +$321K
VGAS icon
229
Verde Clean Fuels
VGAS
$68.1M
$300K 0.01%
75,000
– –
DHF
230
BNY Mellon High Yield Strategies Fund
DHF
$191M
$298K 0.01%
123,331
– –
AITR
231
DELISTED
AI TRANSPORTATION ACQUISITION CORP Ordinary shares
AITR
$277K 0.01%
+26,934
New +$277K
NXN icon
232
Nuveen New York Tax-Free Income Portfolio
NXN
$46.2M
$243K 0.01%
20,890
– –
NIM icon
233
Nuveen Select Maturities Municipal Fund
NIM
$116M
$222K 0.01%
24,737
– –
AIRJW
234
AirJoule Technologies Corporation Warrant
AIRJW
$44.5M
$220K 0.01%
399,998
– –
ALCY icon
235
Alchemy Investments Acquisition Corp 1
ALCY
$51.1M
$196K 0.01%
18,482
– –
FGB
236
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$187K 0.01%
49,555
+11,387
+30% +$42.9K
ENX
237
Eaton Vance New York Municipal Bond Fund
ENX
$174M
$177K 0.01%
+18,244
New +$177K
BENF icon
238
Beneficient
BENF
$4.4M
$174K 0.01%
31,043
– –
CEV
239
Eaton Vance California Municipal Income Trust
CEV
$69.1M
$159K 0.01%
+15,000
New +$159K
AFJKU
240
DELISTED
Aimei Health Technology Co., Ltd Unit
AFJKU
$156K 0.01%
14,391
-160,609
-92% -$1.75M
DMB
241
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$191M
$151K 0.01%
14,536
– –
QFTA
242
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$141K 0.01%
13,725
-80,592
-85% -$827K
CLBR.U
243
DELISTED
Colombier Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CLBR.U
$133K 0.01%
12,813
-388,496
-97% -$4.04M
BREZW
244
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$126K 0.01%
100,000
– –
KRNL
245
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$113K 0.01%
10,522
-138,500
-93% -$1.49M
HUDAR
246
DELISTED
Hudson Acquisition I Corp. Right
HUDAR
$110K 0.01%
400,000
– –
MFD
247
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$107K 0.01%
13,872
– –
KYCHR
248
DELISTED
Keyarch Acquisition Corporation Rights
KYCHR
$100K ﹤0.01%
400,000
– –
IROHR icon
249
Iron Horse Acquisitions Corp. Right
IROHR
$91.3K ﹤0.01%
+449,025
New +$91.3K
PETWW
250
DELISTED
Wag! Group Co Warrant
PETWW
$89.9K ﹤0.01%
600,000
– –
8 9
10
11 12