RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+9.45%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.09B
AUM Growth
+$2.09B
Cap. Flow
-$824K
Cap. Flow %
-0.04%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$53.5M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$23.6M
3
MYD icon
BlackRock MuniYield Fund
MYD
$21.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
$13.6M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$12.9M

Top Sells

1
JPS
Nuveen Preferred & Income Securities Fund
JPS
$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$30.7M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$24.6M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$18.6M
5
ZTR
Virtus Total Return Fund
ZTR
$18M

Sector Composition

1 Financials 10.75%
2 Healthcare 0.89%
3 Technology 0.61%
4 Industrials 0.53%
5 Consumer Discretionary 0.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KVAC icon
226
Keen Vision Acquisition Corp
KVAC
$517K 0.02% +50,000 New +$517K
TRIS
227
DELISTED
Tristar Acquisition I Corp.
TRIS
$505K 0.02% 46,770 -53,778 -53% -$580K
ZCAR
228
DELISTED
Zoomcar
ZCAR
$481K 0.02% 41,925 -167,194 -80% -$1.92M
FSD
229
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$463K 0.02% +38,295 New +$463K
MCAA
230
DELISTED
Mountain & Co. I Acquisition Corp. Class A Ordinary Shares
MCAA
$452K 0.02% 40,000 – –
EVV
231
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$451K 0.02% 47,056 -182,597 -80% -$1.75M
PFO
232
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$122M
$402K 0.02% +50,520 New +$402K
EAD
233
Allspring Income Opportunities Fund
EAD
$420M
$347K 0.02% +53,284 New +$347K
HTY
234
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$334K 0.02% +65,409 New +$334K
JHI
235
John Hancock Investors Trust
JHI
$124M
$315K 0.02% 24,345 +800 +3% +$10.4K
AITRU
236
DELISTED
AI TRANSPORTATION ACQUISITION CORP Unit
AITRU
$306K 0.01% +30,000 New +$306K
DHF
237
BNY Mellon High Yield Strategies Fund
DHF
$189M
$282K 0.01% 123,331 +51,822 +72% +$119K
NXN icon
238
Nuveen New York Tax-Free Income Portfolio
NXN
$46.2M
$245K 0.01% 20,890 – –
CVIIW
239
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$237K 0.01% 1,480,367 – –
NIM icon
240
Nuveen Select Maturities Municipal Fund
NIM
$114M
$218K 0.01% 24,737 +130 +0.5% +$1.15K
ALCY icon
241
Alchemy Investments Acquisition Corp 1
ALCY
$51.9M
$193K 0.01% 18,482 -106,234 -85% -$1.11M
VGAS icon
242
Verde Clean Fuels
VGAS
$63.9M
$177K 0.01% +75,000 New +$177K
PMX
243
DELISTED
PIMCO Municipal Income Fund III
PMX
$167K 0.01% 22,591 -1,164,077 -98% -$8.6M
DMB
244
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$184M
$150K 0.01% 14,536 -200 -1% -$2.06K
FGB
245
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$137K 0.01% +38,168 New +$137K
MFD
246
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$109K 0.01% +13,872 New +$109K
KCGI.WS
247
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$98.4K ﹤0.01% 983,707 – –
BYNOW
248
DELISTED
byNordic Acquisition Corporation Warrant
BYNOW
$89.1K ﹤0.01% 742,500 – –
PETWW
249
DELISTED
Wag! Group Co Warrant
PETWW
$86.5K ﹤0.01% 600,000 – –
AQUNR
250
DELISTED
Aquaron Acquisition Corp. Rights
AQUNR
$72K ﹤0.01% 400,000 – –
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