RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VHAQ
226
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$1.75M 0.07%
175,000
– –
MMV
227
DELISTED
MultiMetaVerse Holdings Limited Class A Ordinary Share
MMV
$1.75M 0.07%
174,996
– –
KITT icon
228
Nauticus Robotics
KITT
$20.6M
$1.74M 0.07%
4,861
+4,558
+1,504% +$1.63M
QFTA
229
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$1.73M 0.07%
175,000
– –
DRAY
230
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
$1.72M 0.07%
+174,996
New +$1.72M
CAUD
231
DELISTED
Collective Audience, Inc.. Common Stock
CAUD
$1.72M 0.07%
175,000
+163,588
+1,433% +$1.61M
BNIX
232
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$1.72M 0.07%
+175,000
New +$1.72M
ASAQ
233
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$1.72M 0.07%
174,998
– –
CORS
234
DELISTED
Corsair Partnering Corporation
CORS
$1.71M 0.07%
+174,996
New +$1.71M
ORIA
235
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$1.71M 0.07%
174,985
– –
FPL
236
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.7M 0.07%
310,655
-686
-0.2% -$3.75K
SDA icon
237
SunCar Technology Group
SDA
$271M
$1.69M 0.07%
170,000
– –
FOXO
238
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$1.69M 0.07%
854
– –
BWAC
239
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$1.66M 0.07%
162,690
– –
SCOB
240
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$1.65M 0.07%
169,395
– –
AGBA
241
DELISTED
AGBA Acquisition Limited Ordinary Share
AGBA
$1.65M 0.07%
149,298
– –
NOVV
242
DELISTED
Nova Vision Acquisition Corp. Ordinary share
NOVV
$1.64M 0.07%
+165,000
New +$1.64M
PSQH icon
243
PSQ Holdings
PSQH
$73.9M
$1.64M 0.07%
169,995
– –
AIF
244
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.6M 0.06%
+104,405
New +$1.6M
TYGO icon
245
Tigo Energy
TYGO
$98.6M
$1.58M 0.06%
+160,000
New +$1.58M
FVT
246
DELISTED
Fortress Value Acquisition Corp. III
FVT
$1.55M 0.06%
158,260
+132,590
+517% +$1.3M
TRIS.U
247
DELISTED
Tristar Acquisition I Corp. Units, each consisting of one Class A Ordinary Share and one-half of one Redeemable Warrant to purchase one Class A Ordinary Share
TRIS.U
$1.55M 0.06%
+150,000
New +$1.55M
FXCOU
248
DELISTED
Financial Strategies Acquisition Corp. Unit
FXCOU
$1.55M 0.06%
+150,000
New +$1.55M
KACLU
249
DELISTED
Kairous Acquisition Corp. Limited Unit
KACLU
$1.53M 0.06%
+150,000
New +$1.53M
FUND
250
Sprott Focus Trust
FUND
$247M
$1.52M 0.06%
177,008
-65,770
-27% -$566K
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