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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHAQ
226
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$1.75M 0.07%
175,000
– –
MMV
227
DELISTED
MultiMetaVerse Holdings Limited Class A Ordinary Share
MMV
$1.75M 0.07%
174,996
– –
KITT icon
228
Nauticus Robotics
KITT
$8.07M
$1.74M 0.07%
68
+64
+1,600% +$1.65M
QFTA
229
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$1.73M 0.07%
175,000
– –
DRAY
230
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
$1.72M 0.07%
+174,996
New +$1.72M
CAUD
231
DELISTED
Collective Audience, Inc.. Common Stock
CAUD
$1.72M 0.07%
175,000
+163,588
+1,433% +$1.61M
BNIX
232
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$1.72M 0.07%
+175,000
New +$1.72M
ASAQ
233
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$1.72M 0.07%
174,998
– –
CORS
234
DELISTED
Corsair Partnering Corporation
CORS
$1.71M 0.07%
+174,996
New +$1.71M
ORIA
235
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$1.71M 0.07%
174,985
– –
FPL
236
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.7M 0.07%
310,655
-686
-0.2% -$3.86K
SDA icon
237
SunCar Technology Group
SDA
$81.7M
$1.69M 0.07%
170,000
– –
FOXO
238
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$1.69M 0.07%
854
– –
BWAC
239
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$1.66M 0.07%
162,690
– –
SCOB
240
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$1.65M 0.07%
169,395
– –
AGBA
241
DELISTED
AGBA Acquisition Ltd
AGBA
$1.65M 0.07%
149,298
– –
NOVV
242
DELISTED
Nova Vision Acquisition Corp. Ordinary share
NOVV
$1.64M 0.07%
+165,000
New +$1.63M
PSQH icon
243
PSQ Holdings
PSQH
$13.5M
$1.64M 0.07%
11,333
– –
AIF
244
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.6M 0.06%
+104,405
New +$1.64M
TYGO icon
245
Tigo Energy
TYGO
$96M
$1.58M 0.06%
+160,000
New +$1.58M
FVT
246
DELISTED
Fortress Value Acquisition Corp. III
FVT
$1.55M 0.06%
158,260
+132,590
+517% +$1.3M
TRIS.U
247
DELISTED
Tristar Acquisition I Corp. Units, each consisting of one Class A Ordinary Share and one-half of one Redeemable Warrant to purchase one Class A Ordinary Share
TRIS.U
$1.54M 0.06%
+150,000
New +$1.5M
FXCOU
248
DELISTED
Financial Strategies Acquisition Corp. Unit
FXCOU
$1.54M 0.06%
+150,000
New +$1.54M
KACLU
249
DELISTED
Kairous Acquisition Corp. Limited Unit
KACLU
$1.53M 0.06%
+150,000
New +$1.52M
FUND
250
Sprott Focus Trust
FUND
$319M
$1.52M 0.06%
177,008
-65,770
-27% -$571K
8 9
10
11 12

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.