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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDMX
226
DELISTED
DD3 Acquisition Corp. II Class A Common Stock
DDMX
$1.19M 0.06%
119,998
– –
KSM
227
DELISTED
DWS Strategic Municipal Income Trust
KSM
$1.18M 0.06%
96,364
+19,555
+25% +$247K
PAFOU
228
DELISTED
Pacifico Acquisition Corp. Units
PAFOU
$1.17M 0.06%
+115,000
New +$1.16M
HCIC
229
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$1.17M 0.06%
+118,036
New +$1.18M
ESSC
230
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$1.15M 0.06%
113,093
– –
SDHY
231
PGIM Short Duration High Yield Opportunities Fund
SDHY
$403M
$1.03M 0.05%
+55,023
New +$1.05M
SPAQ
232
DELISTED
Spartan Acquisition Corp. III
SPAQ
$1.02M 0.05%
103,520
– –
ACKIU
233
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$1.02M 0.05%
100,000
– –
EAC
234
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$1.02M 0.05%
+104,998
New +$1.02M
OXUSU
235
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
$1.02M 0.05%
+100,000
New +$1.01M
ACBA
236
DELISTED
Ace Global Business Acquisition Ltd
ACBA
$1.02M 0.05%
+100,000
New +$1M
YSAC
237
DELISTED
Yellowstone Acquisition Company
YSAC
$1.01M 0.05%
99,998
– –
EOCW.U
238
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$1.01M 0.05%
100,000
– –
SWAGU
239
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$1.01M 0.05%
+100,000
New +$1M
BREZ
240
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$1.01M 0.05%
100,000
– –
DTRTU
241
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
$1.01M 0.05%
+100,000
New +$1.01M
SABS icon
242
SAB Biotherapeutics
SABS
$342M
$1.01M 0.05%
10,000
– –
VMAC
243
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$1.01M 0.05%
100,000
– –
GSQB.U
244
DELISTED
G Squared Ascend II Inc. Units, each consisting of one Class A ordinary share and one-third of a redeemable Warrant to acquire one Class A ordinary shares
GSQB.U
$1M 0.05%
100,000
– –
MLGO
245
MicroAlgo
MLGO
$45.4M
$1M 0.05%
+17
New +$1.02M
ZFOX
246
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$1M 0.05%
100,000
– –
XBP icon
247
XBP Global Holdings
XBP
$34.4M
$997K 0.05%
+10,000
New +$987K
APGN
248
DELISTED
Apexigen, Inc. Common Stock
APGN
$995K 0.05%
99,998
– –
SHQAU
249
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$995K 0.05%
100,000
– –
BTAQ
250
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$995K 0.05%
99,998
– –
8 9
10
11 12

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.