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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+16.1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$63.5M
Cap. Flow %
3.61%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.2M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$15.9M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.4M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.3M
5
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$10.7M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
ARCC icon
Ares Capital
ARCC
+$13.1M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFAC.WS
226
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$126K 0.01%
+150,000
New +$71.5K
HCCHR
227
DELISTED
HL Acquisitions Corp. Right
HCCHR
$119K 0.01%
125,000
– –
ARYBU
228
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
$116K 0.01%
+10,000
New +$110K
ADNWW
229
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$110K 0.01%
+200,000
New +$64.7K
JFKKW
230
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$108K 0.01%
235,496
-4,504
-2% -$1.44K
BROGW
231
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$103K 0.01%
209,492
-3,408
-2% -$2.09K
LFLYW
232
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$97K 0.01%
194,593
-5,404
-3% -$2.72K
PHGE.WS
233
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$94K 0.01%
195,843
-4,157
-2% -$2.19K
LSEAW
234
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$90K 0.01%
100,000
– –
LGC.WS
235
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$86K ﹤0.01%
175,677
-2,223
-1% -$958
JFKKR
236
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$78K ﹤0.01%
235,496
-4,504
-2% -$1.51K
GDYNW
237
DELISTED
Grid Dynamics Holdings, Inc. Warrant
GDYNW
$77K ﹤0.01%
48,123
-1,875
-4% -$3.29K
ANDAR
238
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$74K ﹤0.01%
+294,410
New +$53.3K
LTRYW icon
239
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$755
$69K ﹤0.01%
150,000
– –
BRPAR
240
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$66K ﹤0.01%
237,324
-2,674
-1% -$447
RVPHW
241
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$59K ﹤0.01%
+125,000
New +$29.3K
FREEW
242
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$56K ﹤0.01%
+48,739
New +$62.4K
BTCTW
243
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$54K ﹤0.01%
+96,249
New +$51.9K
NRXPW
244
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$53K ﹤0.01%
118,662
-1,337
-1% -$201
KBLMR
245
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$52K ﹤0.01%
208,800
– –
ALACW
246
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$51K ﹤0.01%
+194,596
New +$15.3K
ALACR
247
DELISTED
Alberton Acquisition Corp Rights
ALACR
$51K ﹤0.01%
+194,596
New +$32.4K
ASLEW
248
DELISTED
AerSale Corp Warrants
ASLEW
$48K ﹤0.01%
73,609
-1,391
-2% -$432
ATCXW
249
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
$48K ﹤0.01%
121,946
-78,054
-39% -$43.7K
IGICW
250
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$43K ﹤0.01%
125,000
– –
8 9
10
11 12

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Rivernorth Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rivernorth Capital Management held 338 positions worth $1.76B, up 18% from $1.49B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $63.5M of net new capital in Q2 2020, opening 64 new positions and adding to 73 existing holdings. Its largest new stake was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 5.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Duff & Phelps Utility & Corporate Bond Trust, an estimated $18.2M trimmed.

  • Rivernorth Capital Management's largest Q2 2020 buy was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q2 2020, an estimated $36.2M increase.
  • Rivernorth Capital Management's biggest Q2 2020 reduction was Duff & Phelps Utility & Corporate Bond Trust, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited BlackRock Credit Allocation Income Trust in Q2 2020, selling an estimated $15.2M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.76B portfolio in Q2 2020.
  • Rivernorth Capital Management opened 64 new positions and closed 78 in Q2 2020.
  • Rivernorth Capital Management's portfolio value rose 18% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.