RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.73%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$87.6M
Cap. Flow %
5.26%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.5M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20.9M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.2M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.6M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$18.1M

Top Sells

1
VVR icon
Invesco Senior Income Trust
VVR
+$21.2M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$17.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.5M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$13M
5
HIX
Western Asset High Income Fund II
HIX
+$9.74M

Sector Composition

1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BWMCW
226
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$124K 0.01%
200,000
– –
PACQW
227
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$111K 0.01%
112,498
– –
CTACW
228
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
$110K 0.01%
+49,998
New +$110K
WRLSR
229
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$101K 0.01%
349,994
– –
LFLYW
230
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$100K 0.01%
+199,997
New +$100K
MUDSW
231
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$98K 0.01%
200,000
– –
LGC.WS
232
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$96K 0.01%
177,900
-22,100
-11% -$11.9K
PHGE.WS
233
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$94K 0.01%
+200,000
New +$94K
JFKKR
234
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$91K 0.01%
240,000
– –
VTIQW
235
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$88K 0.01%
149,999
– –
JFKKW
236
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$84K 0.01%
240,000
– –
TKKSR
237
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$75K ﹤0.01%
300,000
– –
HHHHR
238
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
$74K ﹤0.01%
+225,000
New +$74K
GPAQW
239
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$63K ﹤0.01%
175,000
– –
BRPAR
240
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$62K ﹤0.01%
239,998
– –
BRPM.WS
241
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$61K ﹤0.01%
+74,998
New +$61K
PVT.WS
242
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$60K ﹤0.01%
100,000
– –
WRLSW
243
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$58K ﹤0.01%
174,897
-100
-0.1% -$33
ASLEW
244
DELISTED
AerSale Corporation Warrants
ASLEW
$56K ﹤0.01%
+75,000
New +$56K
ACTTW
245
DELISTED
Act II Global Acquisition Corp. Warrant
ACTTW
$49K ﹤0.01%
+48,579
New +$49K
LSEAW
246
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$45K ﹤0.01%
100,000
– –
BFIIW
247
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$45K ﹤0.01%
250,000
– –
HCCHW
248
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$44K ﹤0.01%
125,000
– –
EDTXW
249
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$36K ﹤0.01%
+100,000
New +$36K
HCCHR
250
DELISTED
HL Acquisitions Corp. Right
HCCHR
$32K ﹤0.01%
125,000
– –
8 9
10
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