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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWMCW
226
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$124K 0.01%
200,000
– –
PACQW
227
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$111K 0.01%
112,498
– –
CTACW
228
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
$110K 0.01%
+49,998
New +$87.9K
WRLSR
229
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$101K 0.01%
349,994
– –
LFLYW
230
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$100K 0.01%
+199,997
New +$102K
MUDSW
231
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$98K 0.01%
200,000
– –
LGC.WS
232
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$96K 0.01%
177,900
-22,100
-11% -$9.85K
PHGE.WS
233
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$94K 0.01%
+200,000
New +$125K
JFKKR
234
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$91K 0.01%
240,000
– –
VTIQW
235
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$88K 0.01%
149,999
– –
JFKKW
236
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$84K 0.01%
240,000
– –
TKKSR
237
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$75K ﹤0.01%
300,000
– –
HHHHR
238
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
$74K ﹤0.01%
+225,000
New +$69.5K
GPAQW
239
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$63K ﹤0.01%
175,000
– –
BRPAR
240
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$62K ﹤0.01%
239,998
– –
BRPM.WS
241
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$61K ﹤0.01%
+74,998
New +$48.9K
PVT.WS
242
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$60K ﹤0.01%
100,000
– –
WRLSW
243
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$58K ﹤0.01%
174,897
-100
-0.1% -$30
ASLEW
244
DELISTED
AerSale Corp Warrants
ASLEW
$56K ﹤0.01%
+75,000
New +$41.4K
ACTTW
245
DELISTED
Act II Global Acquisition Corp Warrant
ACTTW
$49K ﹤0.01%
+48,579
New +$45.4K
LSEAW
246
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$45K ﹤0.01%
100,000
– –
BFIIW
247
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$45K ﹤0.01%
250,000
– –
HCCHW
248
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$44K ﹤0.01%
125,000
– –
EDTXW
249
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$36K ﹤0.01%
+100,000
New +$26.3K
HCCHR
250
DELISTED
HL Acquisitions Corp. Right
HCCHR
$32K ﹤0.01%
125,000
– –
8 9
10
11 12

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.