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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$22M
AUM Growth
+$19.7M
Cap. Flow
+$203M
Cap. Flow %
924.46%
Top 10 Hldgs %
88.42%
Holding
291
New
48
Increased
64
Reduced
62
Closed
33

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.2M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$17.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$17.8M
5
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$13.7M

Top Sells

Rank Stock Value
1
EAD
Allspring Income Opportunities Fund
EAD
+$10.3M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$10.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$8.55M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.33M
5
CRF
Cornerstone Total Return Fund
CRF
+$6.24M

Sector Composition

Rank Sector Weight
1 Financials 0.2%
2 Consumer Discretionary 0.03%
3 Communication Services 0.03%
4 Healthcare 0.03%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUDSW
226
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$126 ﹤0.01%
200,000
– –
TMCXW
227
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$122 ﹤0.01%
96,000
– –
PACQW
228
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$118 ﹤0.01%
112,498
– –
LACQW
229
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$115 ﹤0.01%
153,297
– –
JFKKR
230
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$105 ﹤0.01%
+240,000
New +$110K
WRLSR
231
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$105 ﹤0.01%
349,994
– –
DDMXW
232
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$102 ﹤0.01%
+300,000
New +$101K
JFKKW
233
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$97 ﹤0.01%
+240,000
New +$83.8K
BROGR
234
DELISTED
Twelve Seas Investment Company Rights
BROGR
$83 ﹤0.01%
225,000
– –
VTIQW
235
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$75 ﹤0.01%
149,999
– –
TIBRW
236
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$74 ﹤0.01%
125,000
– –
TKKSR
237
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$72 ﹤0.01%
+300,000
New +$63.9K
TWLVW
238
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$72 ﹤0.01%
225,000
– –
LGC.WS
239
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$70 ﹤0.01%
200,000
– –
GPAQW
240
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$70 ﹤0.01%
175,000
– –
BFIIW
241
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$45 ﹤0.01%
250,000
– –
GLACR
242
DELISTED
Greenland Acquisition Corporation Right
GLACR
$45 ﹤0.01%
75,000
– –
KBLMR
243
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$41 ﹤0.01%
230,000
– –
WRLSW
244
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$38 ﹤0.01%
174,997
– –
TOTAR
245
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$34 ﹤0.01%
118,000
– –
HCCHR
246
DELISTED
HL Acquisitions Corp. Right
HCCHR
$34 ﹤0.01%
125,000
– –
HCCHW
247
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$33 ﹤0.01%
125,000
– –
LSEAW
248
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$32 ﹤0.01%
100,000
– –
TKKSW
249
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$27 ﹤0.01%
+300,000
New +$27.6K
ALGRR
250
DELISTED
Allegro Merger Corp Right
ALGRR
$26 ﹤0.01%
100,000
– –
8 9
10
11 12

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Rivernorth Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rivernorth Capital Management held 291 positions worth $22M, up 856% from $2.3M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Rivernorth Capital Management deployed $203M of net new capital in Q3 2019, opening 48 new positions and adding to 64 existing holdings. Its largest new stake was abrdn Total Dynamic Dividend Fund: 2,174,846 shares worth $18.1K.

By sector, the portfolio is most concentrated in Financials at 0.2% of assets, down from 1.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Allspring Income Opportunities Fund, an estimated $10.3M trimmed.

  • Rivernorth Capital Management's largest Q3 2019 buy was abrdn Total Dynamic Dividend Fund: 2,174,846 shares worth $18.1K.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2019, an estimated $29.4M increase.
  • Rivernorth Capital Management's biggest Q3 2019 reduction was Allspring Income Opportunities Fund, cutting an estimated $10.3M.
  • Rivernorth Capital Management fully exited Goldman Sachs MLP Energy Renaissance Fund in Q3 2019, selling an estimated $16.9K.
  • Rivernorth Capital Management's ten largest holdings make up 88% of its $22M portfolio in Q3 2019.
  • Rivernorth Capital Management opened 48 new positions and closed 33 in Q3 2019.
  • Rivernorth Capital Management's portfolio value rose 856% quarter-over-quarter to $22M.

Based on Rivernorth Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.