We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCCHW
226
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$34 ﹤0.01%
125,000
– –
TMCXW
227
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$32 ﹤0.01%
96,000
– –
WRLSW
228
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$30 ﹤0.01%
174,997
– –
GLACR
229
DELISTED
Greenland Acquisition Corporation Right
GLACR
$29 ﹤0.01%
75,000
– –
NRXPW
230
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$26 ﹤0.01%
119,999
– –
PHUNW
231
DELISTED
Phunware, Inc. Warrants
PHUNW
$25 ﹤0.01%
71,794
-103,206
-59% -$89.8K
ALGRW
232
DELISTED
Allegro Merger Corp Warrant
ALGRW
$25 ﹤0.01%
100,000
– –
MMDMW
233
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$25 ﹤0.01%
115,000
– –
LTRYW icon
234
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$644
$23 ﹤0.01%
150,000
– –
CNACR
235
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$22 ﹤0.01%
120,000
– –
FPAC.WS
236
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$21 ﹤0.01%
16,665
– –
ALGRR
237
DELISTED
Allegro Merger Corp Right
ALGRR
$21 ﹤0.01%
100,000
– –
HUNTW
238
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$15 ﹤0.01%
75,001
– –
TOTAW
239
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$12 ﹤0.01%
118,000
– –
CNACW
240
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$9 ﹤0.01%
120,000
– –
GLACW
241
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
$8 ﹤0.01%
75,000
– –
ASG
242
Liberty All-Star Growth Fund
ASG
$341M
– –
-407,487
Closed -$2.27M
BIOX icon
243
Bioceres Crop Solutions
BIOX
$22M
– –
-13,199
Closed -$69K
CLVT icon
244
Clarivate
CLVT
$1.16B
– –
-49,998
Closed -$672K
DMF
245
DELISTED
BNY Mellon Municipal Income
DMF
– –
-51,063
Closed -$429K
EVG
246
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
– –
-72,000
Closed -$934K
KXIN icon
247
Kaixin Holdings
KXIN
$8.76M
– –
-1
Closed -$2.19M
NXDT
248
NexPoint Diversified Real Estate Trust
NXDT
$238M
– –
-105,465
Closed -$2.3M
NZF icon
249
Nuveen Municipal Credit Income Fund
NZF
$2.45B
– –
-46,691
Closed -$704K
PACK icon
250
Ranpak Holdings
PACK
$473M
– –
-398,073
Closed -$4.08M
7 8 9
10
11

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.