RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TOTAW
226
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$19K ﹤0.01%
118,000
– –
GLACR
227
DELISTED
Greenland Acquisition Corporation Right
GLACR
$19K ﹤0.01%
75,000
– –
GTYHW
228
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$16K ﹤0.01%
26,667
– –
CNACR
229
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$15K ﹤0.01%
120,000
– –
CNACW
230
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$14K ﹤0.01%
120,000
– –
BCACW
231
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$13K ﹤0.01%
62,500
– –
GLACW
232
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
$8K ﹤0.01%
75,000
– –
ETHZ
233
ETHZilla Corporation Common Stock
ETHZ
$404M
– –
-580
Closed -$2.25M
BCSF icon
234
Bain Capital Specialty
BCSF
$1.02B
– –
-261,555
Closed -$4.44M
BGB
235
Blackstone Strategic Credit 2027 Term Fund
BGB
$560M
– –
-211,176
Closed -$2.9M
BGH
236
Barings Global Short Duration High Yield Fund
BGH
$333M
– –
-144,624
Closed -$2.29M
BGX
237
Blackstone Long-Short Credit Income Fund
BGX
$159M
– –
-27,639
Closed -$381K
BNY icon
238
BlackRock New York Municipal Income Trust
BNY
$238M
– –
-43,801
Closed -$532K
BSL
239
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
– –
-150,131
Closed -$2.34M
CHI
240
Calamos Convertible Opportunities and Income Fund
CHI
$819M
– –
-481,936
Closed -$4.22M
CHN
241
China Fund
CHN
$169M
– –
-46,055
Closed -$777K
CMU
242
MFS High Yield Municipal Trust
CMU
$86.2M
– –
-32,830
Closed -$135K
DSM
243
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
– –
-222,363
Closed -$1.55M
EDD
244
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$349M
– –
-262,638
Closed -$1.59M
ERC
245
Allspring Multi-Sector Income Fund
ERC
$270M
– –
-41,499
Closed -$456K
EVN
246
Eaton Vance Municipal Income Trust
EVN
$433M
– –
-49,841
Closed -$555K
FAX
247
abrdn Asia-Pacific Income Fund
FAX
$678M
– –
-185,391
Closed -$4.35M
FPF
248
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.17B
– –
-659,495
Closed -$13.1M
GDL
249
GDL Fund
GDL
$96.4M
– –
-10,303
Closed -$93K
IIM icon
250
Invesco Value Municipal Income Trust
IIM
$566M
– –
-836,168
Closed -$11.2M
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10
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