RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
315
New
Increased
Reduced
Closed

Top Buys

1
+$10.6M
2
+$10.6M
3
+$8.55M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.34M
5
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$7.1M

Top Sells

1
+$17.4M
2
+$15.2M
3
+$14.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.1M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.7M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$19K ﹤0.01%
118,000
227
$19K ﹤0.01%
75,000
228
$16K ﹤0.01%
26,667
229
$15K ﹤0.01%
120,000
230
$14K ﹤0.01%
120,000
231
$13K ﹤0.01%
62,500
232
$8K ﹤0.01%
75,000
233
– –
-125,000
234
– –
-50,000
235
– –
-294,996
236
– –
-200,000
237
– –
-785,137
238
– –
-285,357
239
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-615,676
240
– –
-85,866
241
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-43,801
242
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-58
243
– –
-261,555
244
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-211,176
245
– –
-144,624
246
– –
-27,639
247
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-150,131
248
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-481,936
249
– –
-46,055
250
– –
-32,830
8 9
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