RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
315
New
Increased
Reduced
Closed

Top Buys

1
+$10.8M
2
+$10.6M
3
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
+$17M
2
+$15.2M
3
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$19K ﹤0.01%
118,000
227
$19K ﹤0.01%
75,000
228
$16K ﹤0.01%
26,667
229
$15K ﹤0.01%
120,000
230
$14K ﹤0.01%
120,000
231
$13K ﹤0.01%
62,500
232
$8K ﹤0.01%
75,000
233
– –
-58
234
– –
-261,555
235
– –
-211,176
236
– –
-144,624
237
– –
-27,639
238
– –
-49,841
239
– –
-49,895
240
– –
-305,668
241
– –
-28,974
242
– –
-760,786
243
– –
-333,427
244
– –
-16,608
245
– –
-896,361
246
– –
-313,634
247
– –
-78,871
248
– –
-646,600
249
– –
-346,696
250
– –
-26,264
8 9
10
11 12