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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
26
Vanguard FTSE Developed Markets ETF
VEA
$226B
$8.5M 0.68%
177,402
+126,245
+247% +$5.65M
DFAC icon
27
Dimensional US Core Equity 2 ETF
DFAC
$47.4B
$8.29M 0.67%
283,689
+6,976
+3% +$189K
VV icon
28
Vanguard Large-Cap ETF
VV
$52.2B
$7.69M 0.62%
35,251
+33,069
+1,516% +$6.76M
LLY icon
29
Eli Lilly
LLY
$1.05T
$7.66M 0.62%
13,141
+1,562
+13% +$912K
AVXL icon
30
Anavex Life Sciences
AVXL
$221M
$7.43M 0.6%
798,293
+77,303
+11% +$532K
IWD icon
31
iShares Russell 1000 Value ETF
IWD
$81.9B
$7.34M 0.59%
44,398
+35,719
+412% +$5.52M
VB icon
32
Vanguard Small-Cap ETF
VB
$79.7B
$7.33M 0.59%
36,211
+20,133
+125% +$3.88M
SPYM
33
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$7.23M 0.58%
129,380
+6,244
+5% +$327K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$658B
$7.17M 0.58%
30,237
+4,308
+17% +$952K
BNDX icon
35
Vanguard Total International Bond ETF
BNDX
$82.2B
$6.8M 0.55%
137,797
+4,797
+4% +$234K
BIV icon
36
Vanguard Intermediate-Term Bond ETF
BIV
$29.1B
$6.74M 0.54%
88,251
+78,614
+816% +$5.76M
GLD icon
37
SPDR Gold Trust
GLD
$130B
$6.69M 0.54%
34,972
+4,901
+16% +$898K
AMD icon
38
Advanced Micro Devices
AMD
$808B
$6.67M 0.54%
45,277
-2,218
-5% -$261K
RSP icon
39
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$6.57M 0.53%
41,665
-813
-2% -$118K
SBUX icon
40
Starbucks
SBUX
$120B
$6.44M 0.52%
67,112
+24,903
+59% +$2.42M
VIG icon
41
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.29M 0.5%
36,885
+9,025
+32% +$1.45M
OIH icon
42
VanEck Oil Services ETF
OIH
$2.05B
$6.22M 0.5%
20,089
-2,651
-12% -$851K
SLYV icon
43
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$6.17M 0.5%
74,100
+1,441
+2% +$107K
AIRR icon
44
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$6.12M 0.49%
105,740
+12,119
+13% +$625K
DFSU
45
Dimensional US Sustainability Core 1 ETF
DFSU
$2.25B
$5.86M 0.47%
188,301
+8,516
+5% +$245K
XLK icon
46
State Street Technology Select Sector SPDR ETF
XLK
$114B
$5.73M 0.46%
59,550
-4,502
-7% -$401K
IJH icon
47
iShares Core S&P Mid-Cap ETF
IJH
$122B
$5.68M 0.46%
102,535
+85,040
+486% +$4.31M
FCX icon
48
Freeport-McMoran
FCX
$83.9B
$5.61M 0.45%
131,726
-2,465
-2% -$91K
VO icon
49
Vanguard Mid-Cap ETF
VO
$106B
$5.58M 0.45%
95,932
+84,336
+727% +$4.51M
IJR icon
50
iShares Core S&P Small-Cap ETF
IJR
$110B
$5.55M 0.45%
51,290
-35,404
-41% -$3.41M
1
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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.