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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
26
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$7.55M 0.72%
93,015
-2,065
-2% -$170K
COMT icon
27
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
$7.55M 0.72%
211,467
-9,833
-4% -$377K
GOOG icon
28
Alphabet (Google) Class C
GOOG
$4.22T
$7.4M 0.71%
76,955
-5,045
-6% -$563K
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$4.23T
$6.43M 0.61%
67,192
-3,168
-5% -$351K
GOVT icon
30
iShares US Treasury Bond ETF
GOVT
$43.7B
$6.24M 0.6%
274,219
+75,499
+38% +$1.79M
JNJ icon
31
Johnson & Johnson
JNJ
$609B
$6.17M 0.59%
37,737
+878
+2% +$149K
PG icon
32
Procter & Gamble
PG
$349B
$6.11M 0.58%
48,429
-4,216
-8% -$599K
XLK icon
33
State Street Technology Select Sector SPDR ETF
XLK
$114B
$5.82M 0.56%
98,020
+6,808
+7% +$465K
NOC icon
34
Northrop Grumman
NOC
$74.1B
$5.82M 0.55%
12,365
-239
-2% -$114K
VEA icon
35
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.81M 0.55%
159,819
+24,328
+18% +$991K
RSP icon
36
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$5.72M 0.55%
44,964
-480
-1% -$67.7K
SBUX icon
37
Starbucks
SBUX
$120B
$5.61M 0.54%
66,562
-802
-1% -$68.1K
GLD icon
38
SPDR Gold Trust
GLD
$130B
$5.52M 0.53%
35,672
-1,660
-4% -$267K
DE icon
39
Deere & Co
DE
$161B
$5.29M 0.51%
15,857
-231
-1% -$79.1K
VV icon
40
Vanguard Large-Cap ETF
VV
$52.2B
$5.23M 0.5%
31,958
-11
-0% -$2K
XLE icon
41
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$5.18M 0.49%
143,914
+5,936
+4% +$224K
USB icon
42
US Bancorp
USB
$98.4B
$5.04M 0.48%
124,966
+1,722
+1% +$79.7K
VB icon
43
Vanguard Small-Cap ETF
VB
$79.7B
$5.02M 0.48%
29,355
+264
+0.9% +$49.8K
BNDX icon
44
Vanguard Total International Bond ETF
BNDX
$82.2B
$5M 0.48%
104,873
+3,497
+3% +$174K
TLT icon
45
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$5M 0.48%
48,847
+6,831
+16% +$769K
VTI icon
46
Vanguard Total Stock Market ETF
VTI
$658B
$4.97M 0.47%
27,683
-7,939
-22% -$1.58M
SDY icon
47
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$4.92M 0.47%
44,101
-1,800
-4% -$222K
DFAC icon
48
Dimensional US Core Equity 2 ETF
DFAC
$47.4B
$4.9M 0.47%
220,131
+87,541
+66% +$2.15M
SLYV icon
49
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$4.89M 0.47%
72,784
-882
-1% -$66.3K
VYMI icon
50
Vanguard International High Dividend Yield ETF
VYMI
$20.1B
$4.85M 0.46%
93,178
+500
+0.5% +$28.9K
1
2
3 4 5

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.