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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$332M
AUM Growth
+$22.8M
Cap. Flow
+$14.8M
Cap. Flow %
4.46%
Top 10 Hldgs %
63.36%
Holding
408
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.48M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.4M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.82M
2
RY icon
Royal Bank of Canada
RY
+$738K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$508K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$330K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$320K

Sector Composition

Rank Sector Weight
1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
201
Consolidated Edison
ED
$41.1B
$39K 0.01%
520
– –
BNY
202
Bank of New York Mellon
BNY
$107B
$38K 0.01%
965
– –
SLB icon
203
SLB Ltd
SLB
$76.5B
$38K 0.01%
477
– –
WR
204
DELISTED
Westar Energy Inc
WR
$38K 0.01%
665
– –
AMT icon
205
American Tower
AMT
$77.7B
$37K 0.01%
325
+300
+1,200% +$34.3K
KO icon
206
Coca-Cola
KO
$362B
$37K 0.01%
869
– –
LLY icon
207
Eli Lilly
LLY
$1.07T
$37K 0.01%
462
– –
BLK icon
208
Blackrock
BLK
$165B
$36K 0.01%
+100
New +$36.4K
CAT icon
209
Caterpillar
CAT
$402B
$36K 0.01%
400
– –
TD icon
210
Toronto Dominion Bank
TD
$198B
$36K 0.01%
802
– –
LNG icon
211
Cheniere Energy
LNG
$53.6B
$35K 0.01%
+800
New +$33.7K
TXN icon
212
Texas Instruments
TXN
$255B
$35K 0.01%
500
– –
WTRG icon
213
Essential Utilities
WTRG
$11.2B
$35K 0.01%
1,156
– –
DFE icon
214
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$34K 0.01%
622
– –
PPL
215
PPL Corp
PPL
$27.1B
$33K 0.01%
945
– –
UAA icon
216
Under Armour
UAA
$3.02B
$33K 0.01%
854
– –
CHTR icon
217
Charter Communications
CHTR
$15.7B
$32K 0.01%
120
+110
+1,100% +$27.8K
NLY icon
218
Annaly Capital Management
NLY
$16.9B
$32K 0.01%
770
– –
SBUX icon
219
Starbucks
SBUX
$118B
$32K 0.01%
599
+525
+709% +$29.4K
TMUS icon
220
T-Mobile US
TMUS
$190B
$32K 0.01%
+675
New +$31K
UTF icon
221
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$32K 0.01%
1,500
– –
VLO icon
222
Valero Energy
VLO
$90.5B
$32K 0.01%
600
– –
ENB icon
223
Enbridge
ENB
$121B
$31K 0.01%
700
+600
+600% +$25.1K
ESRX
224
DELISTED
Express Scripts Holding Company
ESRX
$31K 0.01%
434
– –
CELG
225
DELISTED
Celgene Corp
CELG
$31K 0.01%
+300
New +$32.5K
7 8
9
10 11

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NSCM
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ACG
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NSUP
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ACM
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TP
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ACP
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Klingman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Klingman & Associates held 408 positions worth $332M, up 7.4% from $309M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $14.8M of net new capital in Q3 2016, opening 19 new positions and adding to 50 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Royal Bank of Canada, an estimated $738K trimmed.

  • Klingman & Associates's largest Q3 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $3.85M increase.
  • Klingman & Associates's biggest Q3 2016 reduction was Royal Bank of Canada, cutting an estimated $738K.
  • Klingman & Associates fully exited iShares Preferred and Income Securities ETF in Q3 2016, selling an estimated $1.82M.
  • Klingman & Associates's ten largest holdings make up 63% of its $332M portfolio in Q3 2016.
  • Klingman & Associates opened 19 new positions and closed 31 in Q3 2016.
  • Klingman & Associates's portfolio value rose 7.4% quarter-over-quarter to $332M.

Based on Klingman & Associates's 13F filing for Q3 2016, filed 19 Oct 2016.