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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
201
Occidental Petroleum
OXY
$57B
$44K 0.01%
578
– –
OMC icon
202
Omnicom Group
OMC
$22.7B
$43K 0.01%
527
– –
BKN
203
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$42K 0.01%
2,323
-1,500
-39% -$25.8K
ED icon
204
Consolidated Edison
ED
$41.6B
$42K 0.01%
520
– –
ET icon
205
Energy Transfer Partners
ET
$70.1B
$42K 0.01%
2,900
– –
SHY icon
206
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$42K 0.01%
487
+452
+1,291% +$38.4K
MPWR icon
207
Monolithic Power Systems
MPWR
$65.5B
$41K 0.01%
599
– –
WTRG icon
208
Essential Utilities
WTRG
$11.2B
$41K 0.01%
1,156
– –
META icon
209
Meta Platforms (Facebook)
META
$1.51T
$40K 0.01%
349
– –
BDJ icon
210
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$39K 0.01%
4,919
– –
KO icon
211
Coca-Cola
KO
$354B
$39K 0.01%
869
– –
SLB icon
212
SLB Ltd
SLB
$77.8B
$38K 0.01%
477
– –
BNY
213
Bank of New York Mellon
BNY
$108B
$37K 0.01%
965
– –
WR
214
DELISTED
Westar Energy Inc
WR
$37K 0.01%
665
– –
GDO
215
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77M
– –
0
– –
LLY icon
216
Eli Lilly
LLY
$1.07T
$36K 0.01%
462
– –
PPL
217
PPL Corp
PPL
$27.3B
$36K 0.01%
945
– –
NLY icon
218
Annaly Capital Management
NLY
$16.9B
$34K 0.01%
770
– –
TD icon
219
Toronto Dominion Bank
TD
$198B
$34K 0.01%
802
– –
UAA icon
220
Under Armour
UAA
$3B
$34K 0.01%
854
-866
-50% -$34.4K
ESRX
221
DELISTED
Express Scripts Holding Company
ESRX
$33K 0.01%
434
– –
DFE icon
222
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$32K 0.01%
622
– –
EQR icon
223
Equity Residential
EQR
$25.4B
$32K 0.01%
+460
New +$31.6K
UTF icon
224
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$32K 0.01%
1,500
– –
ETV
225
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$31K 0.01%
2,100
– –
7 8
9
10 11

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IHAM
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NSCM
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DDPIC
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ACG
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NSUP
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ACM
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TP
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Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.