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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTP
201
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$58K 0.02%
+7,000
New +$57.3K
LMT icon
202
Lockheed Martin
LMT
$131B
$57K 0.02%
261
+231
+770% +$50.1K
ELME
203
Elme Communities
ELME
$145M
$54K 0.02%
2,000
– –
MS icon
204
Morgan Stanley
MS
$319B
$54K 0.02%
1,694
– –
NUE icon
205
Nucor
NUE
$58.3B
$54K 0.02%
1,332
– –
IBME
206
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$53K 0.02%
2,000
– –
GLD icon
207
SPDR Gold Trust
GLD
$131B
$51K 0.02%
500
-558
-53% -$59K
KHC icon
208
Kraft Heinz
KHC
$32.8B
$50K 0.02%
681
+513
+305% +$37.8K
PKB icon
209
Invesco Building & Construction ETF
PKB
$418M
$48K 0.02%
+2,000
New +$48.4K
DLR icon
210
Digital Realty Trust
DLR
$69.6B
$47K 0.02%
+615
New +$44.3K
CB icon
211
Chubb
CB
$140B
$45K 0.02%
389
– –
SCI icon
212
Service Corp International
SCI
$11.8B
$44K 0.02%
1,703
– –
DLN icon
213
WisdomTree US LargeCap Dividend Fund
DLN
$6.21B
$43K 0.02%
1,200
– –
GIS icon
214
General Mills
GIS
$20.2B
$42K 0.02%
722
– –
VLO icon
215
Valero Energy
VLO
$89.5B
$42K 0.02%
600
– –
YHOO
216
DELISTED
Yahoo Inc
YHOO
$42K 0.02%
1,250
– –
BNY
217
Bank of New York Mellon
BNY
$103B
$40K 0.02%
965
– –
META icon
218
Meta Platforms (Facebook)
META
$1.49T
$40K 0.02%
382
+200
+110% +$20.5K
OMC icon
219
Omnicom Group
OMC
$22.7B
$40K 0.02%
527
-135
-20% -$9.91K
MJN
220
DELISTED
Mead Johnson Nutrition Company
MJN
$40K 0.02%
511
– –
EIX icon
221
Edison International
EIX
$30.3B
$39K 0.01%
666
– –
LLY icon
222
Eli Lilly
LLY
$1.08T
$39K 0.01%
462
– –
MPWR icon
223
Monolithic Power Systems
MPWR
$61.4B
$38K 0.01%
599
– –
ESRX
224
DELISTED
Express Scripts Holding Company
ESRX
$38K 0.01%
434
– –
BDJ icon
225
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$37K 0.01%
+4,919
New +$37.1K
7 8
9
10 11

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CC
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HFM
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EC
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G
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SCA
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BAM
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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.