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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.36B
AUM Growth
+$125M
Cap. Flow
-$50M
Cap. Flow %
-3.67%
Top 10 Hldgs %
51.62%
Holding
229
New
10
Increased
68
Reduced
94
Closed
6

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.5M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$6.19M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.42M
4
IBDW icon
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
+$4.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.49M

Top Sells

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24.1M
3
PJT icon
PJT Partners
PJT
+$15.3M
4
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$7.96M
5
DFIP icon
Dimensional Inflation-Protected Securities ETF
DFIP
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.65%
2 Financials 3.37%
3 Consumer Discretionary 1.42%
4 Healthcare 0.72%
5 Real Estate 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFIV icon
176
Dimensional International Value ETF
DFIV
$21.5B
$334K 0.02%
9,721
– –
DIS icon
177
Walt Disney
DIS
$177B
$334K 0.02%
3,695
+311
+9% +$27.4K
PXF icon
178
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
$324K 0.02%
6,846
– –
T icon
179
AT&T
T
$158B
$324K 0.02%
19,286
+851
+5% +$13.4K
SCHB icon
180
Schwab US Broad Market ETF
SCHB
$44.6B
$312K 0.02%
16,830
– –
EQR icon
181
Equity Residential
EQR
$25.4B
$311K 0.02%
5,079
-150
-3% -$8.68K
FFIV icon
182
F5
FFIV
$23.4B
$307K 0.02%
1,716
+5
+0.3% +$816
OCSL icon
183
Oaktree Specialty Lending
OCSL
$1.06B
$303K 0.02%
14,850
– –
BAC icon
184
Bank of America
BAC
$442B
$303K 0.02%
8,997
-859
-9% -$25K
ACN icon
185
Accenture
ACN
$104B
$297K 0.02%
845
-154
-15% -$49.6K
AMD icon
186
Advanced Micro Devices
AMD
$786B
$296K 0.02%
+2,010
New +$237K
BHP icon
187
BHP
BHP
$227B
$293K 0.02%
4,289
-57
-1% -$3.44K
GS icon
188
Goldman Sachs
GS
$313B
$292K 0.02%
758
-18
-2% -$6.01K
QUAL icon
189
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$288K 0.02%
1,957
– –
TMO icon
190
Thermo Fisher Scientific
TMO
$214B
$278K 0.02%
524
-59
-10% -$28.6K
RIO icon
191
Rio Tinto
RIO
$165B
$277K 0.02%
3,724
– –
DE icon
192
Deere & Co
DE
$165B
$277K 0.02%
692
-4
-0.6% -$1.51K
NVS icon
193
Novartis
NVS
$294B
$274K 0.02%
2,715
– –
SUSA icon
194
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$271K 0.02%
2,694
– –
FRA icon
195
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$270K 0.02%
21,339
+624
+3% +$7.59K
CL icon
196
Colgate-Palmolive
CL
$74.4B
$268K 0.02%
3,363
-13
-0.4% -$977
CMCSA icon
197
Comcast
CMCSA
$87.8B
$267K 0.02%
6,084
-54
-0.9% -$2.31K
VSS icon
198
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$264K 0.02%
2,296
-36
-2% -$3.87K
SO icon
199
Southern Company
SO
$107B
$264K 0.02%
3,761
+34
+0.9% +$2.33K
SCHW
200
Charles Schwab
SCHW
$188B
$263K 0.02%
3,827
+89
+2% +$5.14K
6 7
8
9 10

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Klingman & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Klingman & Associates held 229 positions worth $1.36B, up 10% from $1.24B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Klingman & Associates withdrew a net $50M in Q4 2023, closing 6 positions and reducing 94 holdings. Its most notable exit was iShares iBonds Dec 2027 Term Corporate ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 6.5% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Klingman & Associates opened a new position in iShares Preferred and Income Securities ETF worth $437K.

  • Klingman & Associates's largest Q4 2023 buy was iShares Preferred and Income Securities ETF: 14,013 shares worth $437K.
  • Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2023, an estimated $6.5M increase.
  • Klingman & Associates's biggest Q4 2023 reduction was PJT Partners, cutting an estimated $15.3M.
  • Klingman & Associates fully exited iShares iBonds Dec 2027 Term Corporate ETF in Q4 2023, selling an estimated $24.8M.
  • Klingman & Associates's ten largest holdings make up 52% of its $1.36B portfolio in Q4 2023.
  • Klingman & Associates opened 10 new positions and closed 6 in Q4 2023.
  • Klingman & Associates's portfolio value rose 10% quarter-over-quarter to $1.36B.

Based on Klingman & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.