We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.24B
AUM Growth
-$2.18M
Cap. Flow
+$92.4M
Cap. Flow %
7.47%
Top 10 Hldgs %
50.38%
Holding
231
New
17
Increased
89
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.8M
4
JLL icon
Jones Lang LaSalle
JLL
+$8.04M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.62M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.31M
2
DVY icon
iShares Select Dividend ETF
DVY
+$1.95M
3
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$1.52M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.12M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 6.46%
2 Financials 4.28%
3 Consumer Discretionary 1.39%
4 Healthcare 0.82%
5 Real Estate 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
176
Accenture
ACN
$104B
$307K 0.02%
999
-69
-6% -$21.7K
TFC icon
177
Truist Financial
TFC
$64.6B
$302K 0.02%
10,551
-303
-3% -$9.32K
VBK icon
178
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$301K 0.02%
1,407
– –
OCSL icon
179
Oaktree Specialty Lending
OCSL
$1.06B
$299K 0.02%
+14,850
New +$297K
PXF icon
180
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
$298K 0.02%
6,846
– –
TMO icon
181
Thermo Fisher Scientific
TMO
$214B
$295K 0.02%
583
+144
+33% +$76.7K
SCHB icon
182
Schwab US Broad Market ETF
SCHB
$44.6B
$280K 0.02%
16,830
– –
CRM icon
183
Salesforce
CRM
$158B
$280K 0.02%
1,379
-43
-3% -$9.29K
T icon
184
AT&T
T
$158B
$277K 0.02%
18,435
+1,674
+10% +$24.5K
NVS icon
185
Novartis
NVS
$294B
$277K 0.02%
+2,715
New +$276K
FFIV icon
186
F5
FFIV
$23.4B
$276K 0.02%
1,711
– –
DIS icon
187
Walt Disney
DIS
$177B
$274K 0.02%
3,384
-665
-16% -$56.8K
CMCSA icon
188
Comcast
CMCSA
$87.8B
$272K 0.02%
6,138
+194
+3% +$8.66K
BAC icon
189
Bank of America
BAC
$442B
$270K 0.02%
9,856
+91
+0.9% +$2.69K
DE icon
190
Deere & Co
DE
$165B
$263K 0.02%
696
+30
+5% +$12.4K
FRA icon
191
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$261K 0.02%
20,715
+572
+3% +$7.1K
QUAL icon
192
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$258K 0.02%
+1,957
New +$267K
PM icon
193
Philip Morris
PM
$294B
$256K 0.02%
2,764
-151
-5% -$14.5K
GS icon
194
Goldman Sachs
GS
$313B
$251K 0.02%
776
-17
-2% -$5.68K
LNT icon
195
Alliant Energy
LNT
$18.2B
$249K 0.02%
5,146
+53
+1% +$2.75K
VSS icon
196
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$248K 0.02%
2,332
-500
-18% -$55.5K
BHP icon
197
BHP
BHP
$227B
$247K 0.02%
4,346
+149
+4% +$8.71K
XLE icon
198
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$246K 0.02%
+5,438
New +$238K
SBUX icon
199
Starbucks
SBUX
$121B
$245K 0.02%
2,683
-1,699
-39% -$167K
SUSA icon
200
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$242K 0.02%
2,694
+500
+23% +$47.1K
6 7
8
9 10

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
MFAM
Motley Fool Asset Management Alexandria, Virginia $2.33B AUM 21.93% 1-Year Est. Return

Klingman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Klingman & Associates held 231 positions worth $1.24B, down 0.18% from $1.24B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates deployed $92.4M of net new capital in Q3 2023, opening 17 new positions and adding to 89 existing holdings. Its largest new stake was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Municipal Income ETF, an estimated $5.31M trimmed.

  • Klingman & Associates's largest Q3 2023 buy was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.
  • Klingman & Associates added most to Vanguard FTSE Emerging Markets ETF in Q3 2023, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q3 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $5.31M.
  • Klingman & Associates fully exited Blackrock in Q3 2023, selling an estimated $270K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.24B portfolio in Q3 2023.
  • Klingman & Associates opened 17 new positions and closed 12 in Q3 2023.
  • Klingman & Associates's portfolio value fell 0.18% quarter-over-quarter to $1.24B.

Based on Klingman & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.